Solution introduction

Empower wealth managers to prioritize, manage, and comply with regulations

Appway Regulatory Reviews for Wealth is a software solution designed to comply with evolving regulations while embracing innovation. Wealth managers can leverage the latest technology to orchestrate client reviews and obtain a comprehensive overview that supports compliance expertise

Regulatory Reviews for Wealth enables a data-driven orchestration of the compliance process that provides a holistic overview of clients. Regulatory reviews are expedited due to data centralization and the monitoring of internal tasks, which are assigned according to priorities.

Compliance experts can design the review process and meet deadlines with the help of reminders, calendar invitations, and a built-in escalation mechanism. The customer experience is improved, as long waits for bank approvals and continuous iterations to retrieve information are avoided.

The Regulatory Reviews for Wealth experience
Orchestrate data-driven compliance with a comprehensive overview. Reviews are managed throughout the client lifecycle to comply with regulations and support compliance expertise.

Demo: Salesforce + Appway - The ultimate banking experience in wealth management & private banking

Client Engagement & Management, Client Onboarding & Identity Verification


Appway webinar: Compliance by design in APAC!

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Appway webinar: Do you KYC, the legal, technical, and human challenges

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Appway webinar: What you need to conquer the regulatory mountain

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Appway webinar: Data aggregation & the future of wealth management

Data Management & Analysis



Case orchestrator
Assign tasks while indicating priorities, ownership, deadlines, and milestones 

Review designer
A set of rules combining predefined criteria to rank reviews and prioritize tasks

Review cockpit
Dashboard that provides a holistic overview of client relationships and context 

Background search
Interface that creates and manages integrations with third-party background checking systems

Client profiler
Rules engine that ensures clients are fully profiled and updated through KYC, FATCA, and CRS questionnaires without having to rekey data

Household tree & role manager
View clients’ personal situations and relationships to identify complex and risky structures


Empower compliance experts
Compliance by design is the foundation of the Regulatory Reviews for Wealth solution. Compliance experts can model the review process to assign priorities, monitoring the tasks and avoiding overload peaks

Enable data-driven orchestration
Many events can trigger regulatory reviews, from client data inputs to changes in clients’ personal situations or, most commonly, periodic mandatory reviews. Data centralization empowers wealth managers to orchestrate the review process, regardless of the triggering pattern. Compliance is always guaranteed together with internal audits and reports

Holistic regulatory reviews
Client reviews are not only mandatory, but represent an opportunity for banks to attain a comprehensive overview of clients’ relationships. Banks gain a deep understanding of their clients’ circumstances while remaining compliant with new and existing regulations

Manage complexity
Managing client reviews throughout the entire client lifecycle improves internal efficiency and streamlines the process. Compliance experts can always rely on updated and available data, ensuring collaboration across departments by delegating, tracking, and monitoring tasks


Appway is dedicated to the success of its customers around the world. With its toolsets, leadership, community, and methodology, Appway empowers its customers to become leaders in the Digital Age. 

A selection of Appway's customers is shown below;


Appway works with partners to deliver complete business process management solutions. Our partners are an integral part of our approach to delivering strategic business value to customers across the globe. 

A selection of Appway's partners is shown below;

Key Data

Year launched
  • Subscription (SaaS)
Implementation Methods
  • Hosted (private cloud)
  • On-premise
  • On-premise or hosted
Type of Clients
  • Bank Wealth Managers

Regulatory Reviews for Wealth

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