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Appway - compliance by design!

New governance, risk and compliance models

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Regulatory Reviews for Wealth

Regulatory Reviews for Wealth enables a data-driven orchestration of the compliance process that provides a holistic overview of clients. Regulatory reviews are expedited due to data centralization and the monitoring of internal tasks, which are assigned according to priorities. Compliance experts can design the review process and meet deadlines with the...

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by Appway
| 10/04/2018 11:03:43

Compliance in the financial services is evolving. Compliance officers are now expected to understand a rapidly growing number of regulatory requirements. As such, many financial firms are taking a Governance, Risk, and Compliance (GRC) approach, which provides them with a toolset to achieve principled performance, i.e. achieving business goals while managing risk and acting with integrity.

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