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Kaizen Reporting are RegTech industry pioneers and leading providers of automated solutions to make working with regulation easier for financial firm
Kaizen’s services combine regulatory expertise with advanced technology and include:
Whether it’s MiFIR, EMIR, CFTC, SEC, SFTR, or the 400+ global shareholding disclosure rules, Kaizen exists to help our clients reduce costs, improve quality and increase confidence in their regulatory reporting.
Our core training courses for EMIR, SFTR, MiFIR Transaction and MiFIR Post-Trade Transparency reporting are designed to provide a core understanding of the requirements for each specific regulation. The courses also cover the regulatory drivers, reporting scope, trading scenarios and key fields that comprise the reports....
Kaizen’s multi-award winning Accuracy Testing is Kaizen’s flagship product for a reason. The quality assurance service is the only one on the market with the ability to fully assess the quality of data reported to the regulator. Utilising Kaizen’s deep testing methodology, the automated, managed service includes regular testing across all......
Regulatory reconciliations are complex and can consume a disproportionate amount of resources if executed internally. Kaizen’s end-to-end Advanced Regulatory Reconciliation Service provides an independent assessment of the completeness of your reporting to identify under and over-reporting and mismatches of data – something expected by regulators. Key features Identifies mismatches of data (price,......
Regulatory reporting errors are often a consequence of weak or incomplete control frameworks within investment firms. Kaizen’s comprehensive governance framework is designed by our regulatory reporting specialists to promote the completeness, accuracy and timeliness of your reporting. Key features A full governance framework and suite of policy and guidelines documentation Covers governance, accountability and......
Kaizen’s ReportShield™ quality assurance services combine regulatory expertise and advanced technology to act as a shield against reporting issues. Developed by former regulators and industry experts, they provide the controls you need to meet your regulatory obligations and manage your reporting risks. Accuracy Testing Utilising Kaizen’s multi-dimensional testing methodology, Accuracy Testing fully......
Kaizen’s Reference Data Testing service identifies errors in static data to ensure it is fit for your reporting requirements. Incorrect reference data can affect multiple trades across many different regimes and can have a knock-on effect on your reporting quality across all jurisdictions, leading to regulatory scrutiny, costly remediation and fines. Key......
No more spreadsheets! Kaizen’s Shareholding Disclosure Service is an automated software solution for the monitoring and reporting of shareholding disclosures, an extremely complex area for compliance professionals. With more than 400+ global rules, across more than 100+ jurisdictions, Kaizen’s has been designed by experts with years of first-hand experience working, who......