Solution introduction

Regulatory reconciliations are complex and can consume a disproportionate amount of resources if executed internally.  Kaizen’s end-to-end Advanced Regulatory Reconciliation Service provides an independent assessment of the completeness of your reporting to identify under and over-reporting and mismatches of data – something expected by regulators.

Key features

  • Identifies mismatches of data (price, quantity, product difference etc) between your firm’s trading systems and what has been reported to the regulator
  • Tailored to the specific formats and native values of your systems
  • All data sources are reconciled and high volumes easily accommodated
  • Full visibility of reconciliation issues
  • For MiFIR, EMIR, CFTC, SFTR, HKMA, ASIC and other G20 regulations including UK and EU versions of the regimes.

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