Solution introduction

Accurate, complete and timely regulatory reporting

Get a full and independent assessment of the quality of your regulatory reporting with Kaizen’s industry-leading ReportShield™ assurance services

Kaizen’s ReportShield™ quality assurance services combine regulatory expertise and advanced technology to act as a shield against reporting issues. Developed by former regulators and industry experts, they provide the controls you need to meet your regulatory obligations and manage your reporting risks.

Accuracy Testing
Utilising Kaizen’s multi-dimensional testing methodology, Accuracy Testing fully assesses the quality of data reported to the regulator to identify reports that are valid but wrong.

Advanced Regulatory Reconciliation
Kaizen’s end-to-end reconciliation service independently applies the reporting criteria to assess the completeness of your reporting, to identify under and over-reporting.

Reference Data Testing
This service identifies errors in static data to ensure it is fit for your reporting requirements.

Control Framework
A full governance framework and suite of policy and guidelines documentation.

Training
Kaizen’s CPD-accredited courses are endorsed by the CISI and led by senior regulatory reporting specialists in MiFIR Transaction Reporting, EMIR Trade Reporting and SFTR Reporting.

Benefits

ReportShield Quality Assurance Services provide clients with peace of mind and control over their reporting, helping you to avoid regulatory scrutiny and sanctions.

Key Data

Year launched
2015
Type of Clients
  • Asset Managers
  • Bank Wealth Managers
  • Brokers/Broker-Dealers
  • Digital Wealth Manager
  • Family Offices
Client Regional Presence

ReportShield™ Quality Assurance Services

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