Solution introduction

No more spreadsheets! Kaizen’s Shareholding Disclosure Service is an automated software solution for the monitoring and reporting of shareholding disclosures, an extremely complex area for compliance professionals. With more than 400+ global rules, across more than 100+ jurisdictions, Kaizen’s has been designed by experts with years of first-hand experience working, who are on hand to provide support alongside the platform. The platform takes the pain and stress away from the monitoring and reporting of disclosures

Key features:

  • Can be tailored to a firm’s specific requirements – not a one-size-fits all
  • Disclosure alerts
  • Rules library by aosphere, an affiliate of Allen and Overy
  • Pre-populated disclosure forms
  • Auditable workflow
  • Position searches
  • Ad hoc reports
  • Links to relevant regulation
  • Information on how to file the disclosure
  • Management information dashboard
  • Ability to add comments and upload/download documents
  • 2nd factor security authentication.

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