Solution introduction

Newgate Compliance provides comprehensive regulatory and compliance training on a variety of topics

The consultant will come to your office and tailor the level and depth of the training to the knowledge and experience of the attendees and the regulatory requirements

Our training courses are delivered at your offices to minimise disruption with the subject and length of each training session determined by the firm’s requirements. Courses typically centre on subjects such as:

  • compliance induction;
  • approved person responsibilities;
  • anti-bribery;
  • anti-money laundering;
  • market abuse;
  • financial promotions; and
  • all other regulatory subjects on request.

For more information on on regulatory training services please contact us.

Online training
The Newgate Training Centre offers a suite of online courses designed to help firms and their staff meet their mandatory training requirements under FCA rules.

The online training offers a flexible solution for staff. Training sessions can be paused and saved for a later date, as well accessible online via desktops, laptops, tablets and smartphones.

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