Hosted regulatory platform
Our clients often need to be able to undertake regulated activity quicker than the length of time it takes to obtain authorisation from the FCA. 

Subject to completion of the due diligence process, our clients can begin to market and provide investment advice as an Appointed Representative of our affiliate firm. We can also arrange for regulatory coverage if the client wants to undertake discretionary investment management.

Longer term regulatory solutions can also be provided if required.

Hosting activities
We can provide regulatory coverage for a wide variety of client types, but most often they are firms who wish to undertake investment advisory and marketing activities and who are:

• investment advisory firms such as corporate finance advisers or private equity advisers
• marketing firms who distribute collective investment schemes such as hedge funds
• discretionary investment managers investing in a wide variety of instruments

We do not offer regulatory coverage for firms who deal with retail customers.