We help our clients to ensure that they are adhering to all relevant FCA regulatory requirements on a continuous basis and in a commercially viable manner by providing a range of pragmatic advisory, support, oversight and project services to FCA regulated investment firms including, but not limited to, the following:

• Regulatory and compliance advice
• Compliance infrastructure maintenance
• Thematic compliance reviews
• Day-to-day compliance support
• Compliance policies and procedures
• Compliance projects
• Compliance monitoring reviews
• Compliance risk assessments
• Variation of permission applications

In addition to providing services to established FCA regulated investment firms, Varramore also provides bespoke services to start-up investment firms that are looking to become authorised and regulated by the FCA. These services include, but are not limited to:

• FCA part 4A permission applications
• Compliance infrastructure set-up
• Service provider selection assistance