Advice RegTech
HQ Address
Level 4, 11 York St, Sydney, NSW 2000, Australia
Website Address
Business introduction
Streamlining Compliance. Efficieny & Evidence.
SAMI enables business to get on with business by supporting the efficiency and effectiveness of advice file reviews and AFSL monitoring, supervision and general obligations, enabling you to scale your team's expertise, quality and consistency
Driven by a commitment to financial services innovation, sector efficiency and client outcomes.
Founded in 2017, Advice RegTech is an award-winning regulatory compliance technology company, recognised as Compliance Innovator of the Year 2019 in the FinTech Business Awards. Advice RegTech are specialists in the financial services sector. Solutions are designed to support the needs of licensees, regulators, and professional bodies to help pre-emptively improve financial advice compliance and oversight of Best Interest Duty to consumers.
Advice RegTech is at the leading edge of regulatory compliance checking technology. Solutions are designed to make compliance checking against regulations and organisations’ policies, more efficient, effective and enjoyable, for scale productivity.
Advice RegTech Solutions
SAMI Compliance Software
Prepares SAMI categorises advice files Compliance workbench and system of record Integrates Handles multiple docs and file types Assesses SAMI checks, highlights, scores and risk tags Pre-assesses Highlights Pre-scores Risk tags Suggests actions Reviews and comments Pre-populates report Verifies Easy and enjoyable to use Compliance workbench and reporting solution enabling efficient, effective reviews Interactive, supportive Enables consistency Workflow convenience Reports Real time reporting, efficient workflow, supports coaching Dashboard reporting Real-time visibility Pre-emptive, Proactive Integrates Scale......
