Solution introduction

Simplify position limit and shareholding disclosure compliance

Signal offers global coverage, flexible aggregation, and customized warnings when your holdings are approaching a threshold

Signal is an automated monitoring and reporting solution that compares your holdings to relevant thresholds, provides alerts when you need to take action, and generates disclosure notifications that can be filed with regulators.

Compliance simplified

  • Single solution
    Access one platform to evaluate all of your holdings against regulator and exchange thresholds
  • Streamline compliance
    Standardize your reporting workflow with our repeatable and reliable process
  • Quality control
    Ensure accuracy through data validations, approval workflow, and management reporting

Backed by regulatory expertise

  • Rules engine built by legal & compliance pros
    Supported by a dedicated team of legal & compliance experts and operations specialists who write and monitor the platform’s rules
  • Access to the experts
    You can speak to the legal and compliance experts and specialists who draft the rules and summaries that support the software
  • Filing summaries
    See regulatory details on when, where, and how to file in each jurisdiction

Tailored solutions

  • Flexible platform
    Choose the jurisdictions, rules, and alerts that match your needs
  • Variable implementation
    Use your compliance infrastructure or take advantage of ours by deploying locally or hosting in the cloud

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