Trading Supervision
Instantaneous connectivity with 2500+ institutions including transaction history, allows you to automatically flag potential violations across all of your employees accounts, providing a holistic portfolio view and restriction management application.

Attestations
Track your employees outside business activities, political contributions, and gifts & entertainment with easy to use, configurable templates that allow for reminders, outstanding tasks, and violation management.

Disclosures
Simple, three step process to track all the forms that your employees need to sign, whether they are one-off or recurring attestations for adherence to your firm's code of ethics, social media & trading policies, and new employee onboarding.