Regulatory Change

• Extensive in-house and product knowledge which allows Insight to analyse, assimilate and provide guidance on the interpretation and the practical implementation of regulatory changes; and
• Deep knowledge and understanding of how businesses operate and how regulatory changes will affect them.

Compliance Risk Frameworks

• Experience of dealing with regulators both in the UK and the US gives Insight an excellent understanding of regulatory expectations of what the risk framework should be including the expected governance and oversight of the Compliance function.
• Real world knowledge of building, implementing and managing compliance risk • frameworks.

Conduct Risk 

• Insight has the experience and ability to design and build bespoke conduct risk frameworks tailored to the strategy, nature and scope of a firm’s business;
• Practical and sustainable strategies for managing conduct which sit side by side with the way in which a firm identifies and manages conflicts of interest.

SMCR: Implementation, Testing and Assessment

• Experience of being a Senior Manager subject to the regime and knowledge of how to practically and pragmatically meet its requirements, as an individual and as a firm. 

Regulatory Coaching, Mentoring and Meeting Preparation

• Actual experience of the regulatory panel interviews as well as preparation of many senior managers for interviews;
• Knowledge and understanding of what is required of individuals in terms of preparation and demonstrating that the appropriate experience and skills to perform their functions, and ultimately getting regulatory approval;
• Preparation and management of regulatory visits.