The Newgate team has an unblemished success record in obtaining authorisation for over 200 wholesale clients. The team have combined knowledge of over 15 years’ experience of working within the authorisation department at the regulator where they have led teams of case officers, formulated authorisation policy and implemented new regulatory developments.

Newgate Compliance will project manage your application, working closely with your other service providers to ensure that the application is of high quality and the license obtained fully covers the needs of your business. We will liaise with the FCA throughout the application, using our technical knowledge and understanding to minimise application times and to ensure that your relationship with the regulator starts from a strong position.