We are experienced in helping firms to meet their regulatory requirements by installing a compliance framework and governance structure that covers all of the firm’s compliance obligations
Using web-based and face to face consulting, we will provide compliance monitoring support that covers training and instruction in the compliance framework and your regulatory obligations; management of regulatory developments and changes and their impact on your firm. Regular on-site visits by our experienced consultants provides clients with regular advice on compliance issues and an opportunity to discuss developments at your firm and any regulatory implications of these changes. Regulatory training is also provided as required.