As your firm is growing, you need to set systems in place to ensure that everything is in compliance. That’s where Nitrogen Compliance comes in. Whether you’re a Chief Compliance Officer at a firm with thousands of advisors, or compliance is one of your many hats at your RIA, wealth management firms deploy our best-in-class compliance software to keep the rocket ship they’ve built safely on course.

Synchronize your firm’s data
Our platform uses enterprise-grade data architecture and search technology to calculate risk on every holding in every account daily. You can define acceptable ranges for each account based on your investment or risk objectives. With search and filter criteria, you can easily find any account or holding you need, allowing you to segment your entire book of business.

Spot compliance issues in minutes
Instantly pinpoint misalignment and empower advisors to take action. With Nitrogen Compliance, misaligned investment objectives, concentrated positions, and other compliance issues can become a thing of the past. It is easier than ever before for compliance teams and executives to identify misaligned accounts, dive into the holdings, and find solutions for issues without breaking a sweat. Now your team can spend less time finding problems and more time solving them.

Empower your team to take action
Our financial services compliance software helps protect your firm while empowering advisors to grow their books of business. With collaboration tools, you can easily review accounts and investment details, and keep accounts on track. Our platform helps your firm keep all accounts aligned, giving you a competitive edge while turning compliance into an opportunity to succeed.