Promote Accountability. Reduces Risk. Flexible. Secure.
ControlOps^© is an auditor approved key application that eliminates the need for paper backup and manual checklists, shows a compliance calendar, establishes clear responsibilities and authority, and enables efficient operational control and oversight in all areas of the investment management operation.

This application can support multiple audit and regulatory processes including: SOC, Financial Audit, Dodd-Frank, Know Your Client, and Anti-Money Laundering. ControlOps is customizable to your exact needs and flexible enough to manage the ever-changing regulatory requirements of the financial industry.