While every firm is bound to meet regulatory requirements, not everyone requires the same level of support. STP offers three tiers of compliance service to help you meet your obligations efficiently and cost-effectively.

Support for Regulatory Filings
Rely on STP to assist with the preparation of your regulatory filings. We also offer completion monitoring for a number of tasks.

Compliance Program Implementation
Our experts will help get your compliance program up and running smoothly, assisting with preparation, updates and reviews.

Employee Training
We offer employee training across various aspects of your compliance program.

Compliance Committee Governance
STP will help keep your compliance committee on track by establishing or reviewing reporting protocols, as well as conducting meetings with senior managers.

Ongoing Compliance Monitoring
Count on STP’s expert review and assistance with recurring compliance tasks.

AML Compliance Assistance
Trust your AML Compliance program to STP. We’ll review and test the program itself, as well as assist with conducting OFAC checks and CIP due diligence, as needed.