Portfolio Aid
HQ Address
2 St. Clair Avenue West, Suite 610, Toronto, ON M4V 1L5, Canada
Website Address
Business introduction
PortfolioAid is a provider of intelligent compliance solutions with a mission of improving integrity and efficiency in the investment industry through consulting services and ground-breaking software
PortfolioAid’s mission is to improve financial, legal, regulatory, and reputational outcomes for investment dealers through ground-breaking compliance software solutions
Our character
PortfolioAid takes pride in its professional service delivery, project delivery, and risk management. The company prides itself on a consistent client experience set by the “tone at the top.” The company’s values are:
- Excellence in reputation
- Being a pioneer
- Stellar client responsiveness & engagement
This is reflected in exemplary survey results and the steady stream of new requests from existing clients. And it shows in the clean annual audits of operations and information systems processes. There is a consistent message of quality and consistency to the things PortfolioAid does.
Our history
Headquartered in Toronto and founded in 2001 in the research department of a prominent Canadian investment management firm, Portfolio Aid Inc spun out as an independent company in 2008 and remains 100% Canadian owned. The company leverages its background in quantitative excellence and deep understanding of the North American financial services industry to provide innovative solutions that make a difference.
Portfolio Aid Solutions
Insight360
In an effort to protect investors, securities regulators make and enforce rules including KYC, KYP, and Suitability Obligations. These are considered principal responsibilities owed by advisors to their clients and a cornerstone of the investor protection regime. Meaningful dialogues with clients are necessary to obtain a solid understanding of their accurate......
business needs
view solutionPortfolioAid360°
PortfolioAid360° is accessible to all compliance stakeholders including compliance officers, branch managers, investment advisors, and administrative staff. As compliance is a shared responsibility, greater access, insight, and effective collaboration tools offer tremendous competitive advantages. Major benefits of PortfolioAid360°: Uniform security risk rating strategy Enable alerts and exception reporting Deploy an inquiry workflow dashboard Provide advisor......
