Combining Team, Technology, and Stability to Deliver Results Our team of 40 focus exclusively on regulatory hosting in the UK or EU. That team includes former regulators and CCOs, senior compliance practitioners, risk officers and analysts, as well as those experienced and professionally trained in finance, law, and operations. We overlay......

Solution capabilities Built for top tier organizations seeking to be on the cutting edge of new initiatives Executive compensation Gain transparency into market and shareholder expectations with exclusive access to Glass Lewis’ executive compensation model. Design more favorable compensation plans for shareholders. Example Use Case: Prepping for AGMs Equity compensation Up against a binding shareholder vote,......

AutoRek helps firms streamline the collection, validation and reconciliation of data, together with providing the necessary transparency and good governance for a comprehensive, automated reporting process. Implemented in many of the world’s largest corporations, our range of reconciliation deployments vary from sophisticated intercompany reconciliations to high volume bank reconciliations and calculating......

What is Conduct Intel? Conduct Intel is a central component of the Communications Intelligence Platform that enables you to identify risks and opportunities in human communication. Merging the mature Smarsh Supervision and Digital Reasoning Conduct Surveillance technologies, Conduct Intel is an application built from decades of expertise, development, and refinement. With......

relevant regions

• North America
• Western Europe

InvestorCOM RolloverAnalyzer is a drop-in, cloud-based application for financial professionals to make best interest rollover recommendations and consistently document and disclose their analyses to clients....

relevant regions

• North America

Proper AML monitoring presents a significant challenge for any financial institution. The task becomes even more complex when dealing with digital assets and adhering to Swiss and European AML regulations. To avoid being overwhelmed by daily routines while still accurately identifying risks, we've dedicated a year of our team's effort......

relevant regions

• Eastern Europe
• Western Europe

New revenue & client engagement opportunities Managing held away accounts can increase an advisor's AUM by an average of 33% while allowing you to deliver the level of service your clients expect. Trading Trade held away accounts just like you do with custodied accounts, all through a single interface. Instruct Pontera (formerly FeeX)......

Transaction screening & wallet monitoring Prevent fraud and comply with AML, KYC and CFT regulations using our behavior-based transaction monitoring and risk reporting solution. Easily identify suspicious transactions beyond the blacklists and respond immediately Crypto crime investigation Successfully visualize, investigate and identify the criminals behind illicit behaviour on the blockchain using our powerful......

relevant regions

• Asia