Product and portfolio risk management
Major market fluctuations, crisis, and black swan events have highlighted the importance of effective risk management processes within the banking sector. Tightening regulatory requirements have pushed financial institutions to make managing counterparty and product risks a priority.

Regulations are also increasingly focusing on client portfolio risk management to ensure customers are not being exposed to undue risk. We work with risk departments to recommend methodologies and technologies that will help them achieve compliance and stay business-friendly.

Trade documentation
Being able to generate trade documentation with relevant data in a timely manner is crucial to ensure compliance to regulations such as PRIIP and also to make sure that clients have the right information at hand. By redefining processes and leveraging technology, we help clients automate document generation, making it a seamless process that is no longer a bottleneck.

Investment suitability
Ensuring that customers only purchase financial instruments that are suitable for their risk profile and indicated investment goals is every financial institution’s responsibility. This, however, can prove to be a challenge if the right policies, processes and infrastructure are not in place.

We help financial institutions ensure that their overall client suitability architecture meets industry requirements and is seamlessly integrated into the overall sales and distribution flows.