AdvisorAssist
HQ Address
892 Plain Street, Suite 10, Marshfield, MA 02050 United States
Website Address
Business introduction
AdvisorAssist focuses exclusively on serving investment advisory firms
AdvisorAssist provides comprehensive, turnkey solutions for both new and transitioning advisors as well as established registered investment advisor ("RIA") firms
AdvisorAssist. Where advisors turn for advice
AdvisorAssist the leading consulting firm supporting registered investment advisors. Through consultative services and outsourcing, AdvisorAssist provides expertise, resources and actionable solutions that enable investment advisors to achieve their full potential.
We are not your typical consulting firm
We deliver practical, actionable advice and solutions that are specific to your unique situation and business model by bringing together the three critical components of your advisory practice: people, process and technology.
As your partner, we will ensure that you receive the personal attention and service that you expect and deserve. Our sole objective will be to help you build an institutional-quality franchise that will expand your growth opportunities, protect your franchise and improve your efficiency and scalability.
AdvisorAssist Solutions
AdvisorCloud 360
Trusted compliance solution since 2006 AdvisorCloud has been the trusted compliance management solution for registered investment advisors ("RIAs") since 2006. In 2019, AdvisorAssist released its newest iteration for AdvisorCloud with the launch of AdvisorCloud360. Over 5,000 AdvisorCloud users AdvisorCloud and AdvisorCloud360 have over 5,000 users including Chief Compliance Officer, Supervised Persons and Access......
business needs
view solutionAnnual Registration Service
With our Annual Registration Service, our experienced professionals will review your RIA’s registration to ensure that your firm and all of its advisory persons maintain proper registration with the securities regulators. The U.S. Securities and Exchange Commission ("SEC") and the North American Securities Administrators Association ("NASAA") have reported that inconsistencies and disclosures issues......
business needs
- Business Establishment & Support Services
- Business Strategy & Advisory
- Compliance & Regulatory Services
Complete Transition Support
Our transition support includes: Business model planning Transition timeline & project plan Compliance program design Transition support Operations & technology analysis Marketing & advertising review The foundation of a successful launch starts with planning. With our integrated approach, we mitigate regulatory risk by designing a compliance program that is customized to your business model (including your processes,......
business needs
- Business Establishment & Support Services
- Business Strategy & Advisory
- Compliance & Regulatory Services
Compliance Advantage™
Compliance Advantage™ is ideal for advisors that are seeking to partner with experts to take a proactive approach to managing their compliance programs. Our experienced compliance professionals partner with you to support the implementation of your compliance program in a way that meets your unique needs, business model and budget....
business needs
- Business Establishment & Support Services
- Compliance & Regulatory Services
- Education, Coaching & Training
Compliance Essentials™
With Compliance Essentials™, you receive cost-effective guidance, advice and tools to support your existing compliance activities. Compliance Essentials™ is ideal for advisors that wish to supplement their internal compliance activities with our resources and expertise....
business needs
- Business Establishment & Support Services
- Compliance & Regulatory Services
- Education, Coaching & Training
RIA Registration Advantage™
RIA Registration Advantage™ includes all services in the RIA Registration Essentials service (SEC or State registration, design of your compliance program, design of your agreements, selection of your custodian, technology support, and training) plus unlimited business model support throughout the process. ...
business needs
- Business Establishment & Support Services
- Compliance & Regulatory Services
- Education, Coaching & Training
RIA Registration Essentials™
RIA Registration Essentials™ is a comprehensive, turn-key solution that covers the core aspects of starting your RIA firm, including: SEC or state registration, compliance program design, client agreements, custodian selection, technology support, and training. ...
business needs
- Business Establishment & Support Services
- Compliance & Regulatory Services
- Education, Coaching & Training
SEC to State Transition
Need assistance moving to or from SEC registration? Our experienced team has registered hundreds of firms with the U.S. Securities and Exchange Commission (“SEC”) and every one of the State Securities Regulators. We can assist with all aspects of the transition from filings to the redesign of your compliance program to......
business needs
- Business Establishment & Support Services
- Compliance & Regulatory Services
- Education, Coaching & Training
