Asset Manager Toolkit - Manage Your Trades and Research Payments Strategically
Keep ahead of what’s going on with your trades, commissions, budgets, and payments with the leading asset manager solution in the marketplace. Rather than dictate to you what you need to run your business, the Asset Manager Toolkit let’s you choose from an integrated set of tools to focus in on the issues that need them. Whether it’s reporting across all your OMS platforms, asset classes, or venues, paying for research out of your P&L or with commissions, aggregation, budgeting, votes, or solving compliance headaches, the Toolkit has it all in one place. Whether you pay for research using P&L or commissions, whether you budget at a firm level or way down in the weeds, the Toolkit gets you to the answers you need to run a smooth operation.

From the firm who has done more systems for Top 50 buy-siders than all other providers combined.

Trade Center - Get a Complete Picture of Trading Across All Asset Classes and Venues
Build on your trading strengths with a cross-platform reporting system that shows you a real picture of all your trading activities. Trade Center collects all trading information from all of your different systems – OMSs, EMSs, spreadsheets, etc – and gives your team the reporting tools to get answers quickly and accurately. No need to wait for experts – let your traders, COO, ops, and others build their own reports without the need for Ph.D’s to figure out what’s being asked for.

Compliance Telescope - Streamline Your Due Diligence
Improve due diligence processes with automated DDQ collection, risk scoring, alerts, and a complete document repository instead of spending valuable time and resources trying to stay ahead of reviews. Use Castine’s “Universal DDQ” forms, industry DDQs, or your own for KYC, KYV, cyber, research reviews, trading counterparties, sub-advisors and distributors, and even employee attestations. Everything you need is in one place and easy to find and follow-up on. Demonstrates your commitment to  regulatory requirements for vendor due diligence and precautions against the misuse of material non-public information (MNPI). Supports approval workflow, interviews, checklist management, research samples, license tracking, and interfacing with workflow products such as Atlassian and Service Now.

Compliance Wheelhouse - Give Your Team the Tools They Need
Your team needs powerful tools to keep ahead of powerful issues. Go beyond a simple calendar to a unified, team-wide system that tracks all of your compliance tasks, how they’re related, and who’s helping to get things done. Complete delegation management, past due alerts, and sophisticated scheduling keeps everyone on the same page. Linking to policies and procedures and adding in tracking for gifts and entertainment, meetings and ESG commitments, political contributions, DDQs and risk scoring, and trade errors and you have a system that every compliance group can benefit from.