Compliance First
HQ Address
First Floor, 2000 Academy Business Park, Gower Street, Glasgow G51 1PR, United Kingdom
Website Address
Business introduction
Your business...no limits
No one has a better understanding of your individual business requirements
Compliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.
In 2007, we became part of SimplyBiz remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.
Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.
As part of SimplyBiz, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.
Compliance First Solutions
Bespoke Compliance
Introductory & consultation visit As part of your introductory & consultation visit, we work together to fully understand your needs and how our support can ease the regulatory burden upon your firm. We will identify areas of priority, or any areas of concern, upon which you would like us to focus our......
business needs
view solutionBusiness Support
Operations installation From providing access to the client website and setting up agencies, to helping you gain Professional Indemnity Cover and organising your compliance installation visit, the business support team make sure your move to Compliance First is as smooth as possible. Make the most of our relationship Our business support team are......
business needs
view solutionEvents & Development
Accredited events programme Compliance First delivers a comprehensive events programme at a range of locations convenient to you. Working alongside accreditation bodies, we ensure our events deliver specific learning outcomes and are designed exclusively for directly authorised advice firms. Events cover investments, pensions, protection and mortgages, with each session featuring regulatory......
business needs
view solutionMortgageBrain
A quick and easy to use mortgage sourcing system which can facilitate multiple sourcing per client, 90% of sourcing from a single screen and client specific best buy tables, to name just a few of its features....
business needs
view solutionNetgen Sites
Having a website allows your clients to keep in touch with your services as well as providing visibility to prospects looking to learn more about your firm. Clients have access to this service, which provides an exclusive purpose-built system that allows you to have an online presence with choice and......
business needs
view solutionSelectapension
This independent online retirement planning tool provides access to a suite of tools that assist with Money Purchase Multi Transfer Retirement Planning, Asset Reviewing and Income Drawdown. ...
