Solution introduction

Compliance management built for investment companies

With the increasing pace and impact of SEC regulations, such as Tailored Shareholder Reports, communicating with a wide range of diverse investors in digital channels is more important than ever before

Backed by DFIN experience, service and expertise, ArcDigital® digital compliance management software can accelerate your organization and provide you with a one-stop compliance ecosystem for investment firms to meet all of today’s regulatory challenges.

See how ArcDigital® meets all of your investment company digital compliance management needs

Total compliance management
Total Compliance Management (TCM) combines data processing with our document and content management tools, feeding your data into our automated publishing platform. This holistic approach to compliance management results in an optimized, audit-traceable delivery solution. 

Web hosting
Comply with evolving SEC rules while providing a consistent investor and prospect experience that reinforces your brand. DFIN’s Web Hosting solution is always up to date with evolving SEC regulations and as investor expectations evolve and new rulings come out — which can add greater complexity and document volume — our mobile-optimized interface stands ready for anytime, anywhere engagement.

eDelivery
Satisfying regulatory compliance can put a burden on your staff and, depending on your approach, can strain your budget. With eDelivery from DFIN, you can send compliance materials electronically. It’s less costly, customizable and easier to manage. It is also a better experience for the end investor or participant. 

 

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