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We see regulatory complexity as an opportunity to advance global regulatory compliance and real-time controls. Droit continues to broaden its industry reach and offer clients breakthrough products, enabling them to take the next right action
Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls.
Droit Adept is the innovative, patented platform that drives intelligent decision-making in a complex rule-driven landscape. The Adept platform provides an implementation of regulatory rules reflecting industry consensus. Institutions rely on Adept to provide solutions for pre-trade and post-trade controls, evaluating the permissibility of transactions, compliant regulatory reporting, and more. Adept generates decisions directly from digitized rules, regulations, and internal policies, visually represented in intuitive logic diagrams traceable to the original sourced text. This complete transparency empowers users to act right with confidence.
Droit for Wealth is built on the Adept platform and automates decision-making processes to ensure products offered have satisfied cross-border regulatory and compliance policies for international clients. This enables advisors to offer the right products at the right time.
With locations in New York, London, Sydney, and Singapore, Droit continues to broaden its industry reach and offer clients breakthrough products enabling them to take the next right action. Learn more on our website.
Navigate rapidly evolving regulations Adept operationalizes laws, rules, and internal company policies to advance compliance within existing systems. Droit continuously monitors regulatory and policy changes, updating its platform with each regulatory change or new interpretation. Act right with confidence The Adept platform provides clients with the consensus view as to how rules and......
In combination with increasing sectoral regulatory scrutiny and complex compliance rulesets, this presents a major challenge for Wealth Management firms. So how do they deliver unprecedented levels of service while ensuring compliance with more stringent regulatory requirements? To generate revenue both for the firm and its clients while remaining within the......
One of the most important challenges faced by individual financial institutions is meeting the requirements associated with global short, long, and takeover reporting. Compounding this is the extent and interpretation of the requirements when applied across the many entities, asset classes, and jurisdictions in existence. Managing these obligations as an......
This often results in time-consuming remediation and validation to rectify incorrect report submissions or to simply establish if a particular trading activity has been over or under-reported. Furthermore, senior executives within these institutions are compelled to ensure that risk management processes are comprehensive and correctly implemented post-trade. Reputational impact aside,......