Solution introduction
Exiger’s Financial Crime Compliance (FCC) Advisory professionals have decades of experience managing financial crime compliance risks for firms representing every angle of the securities industry, including global investment banks, private banking, retail, prime brokerage and clearing platforms
Exiger’s FCC professionals have particular industry expertise assisting securities businesses in market segments including: investment banking, sales and trading, registered investment advisors (hedge funds and private equity funds), private banking, retail, prime brokerage and correspondent clearing. We provide securities industry participants with a broad range of financial crime products and services, including FCC program review and design offerings tailored to a client’s specific business environment, regulatory requirements and expectations, and risk exposure.
