Solution introduction
Automate short sale disclosures globally without the manual mess
Filing Manager automates the disclosure reporting process. Using client-provided positions data, the service identifies disclosures to be filed and prepares them to be submitted to the relevant regulator in the required format
With direct connections to various regulators, disclosures are actioned by compliance teams with a single click. After submission, the system identifies when reports are ‘Disclosing’, meaning the disclosure report has been submitted to the regulator but is currently awaiting confirmation, and when they are 'Filed', meaning that confirmation is received from the regulator. Teams are able to track and manage disclosures for some of the busiest markets around the world, all from one place.
