Are you facing ever-changing regulation, in global jurisdictions?
Does your firm rely upon error-prone, manual self-interpretation or outdated and expensive proprietary software?
We ensure that compliance professionals can reduce the time and cost associated with shareholding disclosure, prove adherence to regulation, mitigate reputational risk and avoid fines.
Our outsourced, managed service combines a powerful rules engine with a dedicated team of compliance experts and legal information from aosphere (an affiliate of Allen & Overy) and other regulatory data sources.
We automate disclosure requirements such as major shareholding(including 13D/13G), 13F reporting, short selling (EU Short Selling Rules, Hong Kong, Japan, etc.), takeover panels, issuer limits, issuer requests (such as Section 793) and more.