
123 William Street, New York, NY, 10038, United States
Save 19hrs per week by automating and unifying your SEC & FINRA compliance program in one platform
Our story
We're a team of asset managers and software engineers who, after running our own robo-advisor with thousands of clients, realized how inefficient the legacy software dominating the industry is. We built Hadrius for the modern RIA and broker-dealer.
Now we're automating compliance for the most forward-thinking and elite RIAs. Robo-advisors, funding portals, broker-dealers, tech-enabled RIAs, and more: Hadrius is making compliance effortless so you can focus on changing the world.
Outcomes that Matter Cut false alerts by 90% or more, produce exam-ready records on demand, and eliminate blind spots from software built exclusively for SEC and FINRA-regulated firms. Minimize “Time To Compliant” AI automatically classifies, routes, screens false positives, and prioritizes messages so reviewers see the items that matter first. Compliance teams clear......
Outcomes that Matter Minimize “Time To Compliant” AI accelerates both sides of the workflow: advisors get guided, error-free tasks that finish quickly, while compliance receives clean, organized inputs that require minimal follow-up. The result is a firm that reaches full compliance far faster, with less work from everyone involved. Get AI-Enhanced Accuracy AI analyzes......
Outcomes that Matter Minimize “Time To Compliant” Firm Oversight standardizes reviews, filings, and testing from day one, and AI accelerates configuration by mapping them to your firm’s actual risks. The result: time to compliance drops from months or weeks to days and hours. Get AI-Enhanced Accuracy Firm Oversight analyzes your policies, controls, and workflows......
Outcomes that Matter Minimize “Time To Compliant” Marketing Oversight centralizes submissions, workflows, and approvals so marketing materials move from draft to compliant in hours, not weeks. AI highlights required disclosures and flags potential issues up front, cutting review cycles dramatically. Get AI-Enhanced Accuracy Marketing Oversight evaluates all content formats: text, visuals, audio, and mixed......
Outcomes that Matter Minimize “Time To Compliant” AI ingests and analyzes all firm trading activity—across accounts, strategies, and asset classes, so compliance teams see the highest-risk alerts first. Investigations move faster because AI pre-classifies trades, links related activity, and removes the noise that slows teams down. Get AI-Enhanced Accuracy AI reviews every trade against......