Solution introduction

The enterprise-class Hearsay Cloud platform delivers last mile digital communications – websites, social media, email and text messaging – through compliant pipes

It enables firms to monitor, supervise and comply with policies and industry regulations, including FINRA, SEC, FFIEC, IIROC, FCA and MiFid II

Hearsay Cloud allows compliance and supervision teams to easily comply with complex regulatory requirements, adding channels and advisors without extra staff.

In 2018, Hearsay customers experienced a 46% decrease in compliance alerts created at the same time as they increased automated content published by 52%.

Capture, monitor and supervise across digital channels
Hearsay Cloud provides a single system for firms to manage communications and advertising compliance across advisor / agent social media, local websites and text messaging. The Universal Supervision Dashboard aggregates field activity in a single contextual view; supervisors can use context and history to make faster approval decisions.

Easily create & adjust policies
Each company’s policy is different and policies often change over time. Hearsay Cloud provides flexible policy controls so compliance leaders can create and adjust policies based on evolving company standards and changes in regulations.

Pre-approve content
For content that is considered static advertising, pre-approval is necessary. Hearsay Cloud Content allows teams to distribute pre-approved content and compliance to pre-review static or advertising communication before it is shared by advisors/agents in the field.

Unified view of advisor activity for efficient supervision
Hearsay Cloud’s unique Universal Supervision Dashboard view aggregates advisor activity across digital channels for a single contextual view, so supervisors can use context and history to make faster approval decisions. Hearsay Cloud is optimized so each compliance user can supervise more individuals across more channels.

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