InvestorCOM
HQ Address
55 University Ave, Suite 704, Toronto, ON M5J 2H7, Canada
Website Address
Business introduction
We provide compliance pain relief for leading wealth managers
Intuitive, drop-in solutions for financial services. Use InvestorCOM to stay ahead of the evolving regulatory environment and eliminate compliance risk
InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth managers, asset managers, and insurers in the financial services industry.
Our innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry.
Our compliance platform is well suited to satisfying the principles set out by regulators and supports the key categories of disclosure and record-keeping, adviser and process oversight, and investment product selection and monitoring.
InvestorCOM Solutions
ComplianceExpress
Manage recordkeeping transactions and document delivery from a secure, cloud-based platform. Boost operational efficiencies, reduce costs and stay compliant. Save time and money by sending disclosure documents to clients electronically Be ready for an audit or examination Fast and easy to implement with minimal client IT resources ...
business needs
view solutionDOX
Save time and money with DOX. Upload your inventory of marketing documents, letters and advisor kits to DOX to efficiently manage the customization, kit building, and multi-channel fulfillment process online. Make an impact with personalization Lower costs by 30-40% Works everywhere, customize anything Real-time reporting and online tracking ...
business needs
view solutionInvestorCOM RolloverAnalyzer
InvestorCOM RolloverAnalyzer is a drop-in, cloud-based application for financial professionals to make best interest rollover recommendations and consistently document and disclose their analyses to clients....
business needs
view solutionPeerCompare
Stay on top of material changes on your shelf with custom monitoring and alerts that give you the information you need, when you need it. ShelfMonitor scans investment products for changes such as sales and fees, management information, product suitability and risk. Identify material change as soon as it happens Filter and......
business needs
view solutionPublisher
Use InvestorCOM Publisher to automate the process of composing, translating, and publishing regulatory documents such as MRFPs, financial statements, fund facts, prospectuses, and any data-intensive regulatory document. From data to SEDAR-ready documents, Publisher delivers on-time, every time. Eliminate the high cost and time delays of traditional typesetting French language support Meet compliance for......
business needs
view solutionShelfMonitor
Stay on top of material changes on your shelf with custom monitoring and alerts that give you the information you need, when you need it. ShelfMonitor scans investment products for changes such as sales and fees, management information, product suitability and risk. Identify material change as soon as it happens Filter and......
