The Wealth Mosaic is pleased to announce an exclusive roundtable discussion, hosted in partnership with LexisNexis® Risk Solutions, bringing together senior financial crime professionals from across the investment sector to examine the evolving financial crime landscape and the priorities shaping the years ahead.
Taking place on 22 October 2026 at Eight Club, Moorgate, Financial Crime in the Investment Sector: Challenges, Priorities and What's Next will provide an opportunity for wealth managers, asset managers, and investment firms to discuss the growing complexity of financial crime risk management in an environment shaped by evolving regulation, emerging threats, and rapid technological change.
Navigating an increasingly complex financial crime landscape
Fraud, money laundering, sanctions, customer risk, and regulatory compliance have become increasingly interconnected. At the same time, financial crime teams are balancing changing customer expectations, operational pressures, and the opportunities presented by new technologies, including artificial intelligence (AI).
Recent regulatory developments have added further momentum. The FCA's review of financial crime controls across asset management and alternatives firms has highlighted the importance of robust governance, customer due diligence, ongoing monitoring, and effective control frameworks. Meanwhile, the implementation of the Economic Crime and Corporate Transparency Act (ECCTA), including the new Failure to Prevent Fraud offence, is prompting firms to reassess governance arrangements, risk assessments, and prevention procedures.
Against this backdrop, firms must also balance effective financial crime controls with the expectations of Consumer Duty, ensuring robust compliance while continuing to deliver positive customer outcomes.
An opportunity to share perspectives
This interactive roundtable is designed to encourage open discussion between senior practitioners facing many of the same operational and regulatory challenges.
Discussion themes will include:
- The changing financial crime landscape across the investment sector
- Responding to recent regulatory expectations and FCA findings
- Managing customer risk and increasingly complex ownership structures
- Closing gaps in financial crime operating models, governance, and technology
- The opportunities and challenges presented by AI in financial crime prevention and investigation
- Building resilient financial crime frameworks that balance regulatory obligations, operational efficiency, and customer experience
- The trends expected to shape financial crime programmes over the next three to five years
The session will be conducted under Chatham House Rules, in order that participants can exchange experiences, benchmark approaches and discuss emerging challenges openly with industry peers.
Join the discussion
This roundtable is intended for senior professionals responsible for financial crime, compliance, risk, and governance across wealth management, asset management, and the wider investment sector.
Whether your focus is anti-money laundering (AML), fraud prevention, sanctions, customer due-diligence (CDD/KYC), financial crime operations, regulatory complaince, or enterprise risk, the discussion will provide an opportunity to exchange perspectives with industry peers, benchmark approaches to emerging challenges, and gain practical insight into the priorities shaping financial crime risk management in an increasingly complex regulatory and operational environment.
To join the discussion on 22 October 2026, contact The Wealth Mosaic’s Founder and CEO Stephen Wall at stephen@thewealthmosaic.com.
About LexisNexis Risk Solutions
LexisNexis Risk Solutions is a global leader in data and analytics, providing innovative solutions to help organisations manage financial crime, fraud prevention, compliance, and risk assessment.
As part of RELX Group, a FTSE 100 company, we leverage advanced technology to streamline, enhance, and automate compliance processes across the wealth and investments sector.
With our proprietary financial crime technology and being one of the world’s largest repositories of data, we empower investment firms, trading platforms, and wealth managers to optimise onboarding, fraud detection, and transaction monitoring. Our solutions orchestrate every step of the compliance journey, helping firms scale efficiently while meeting multi-jurisdictional regulatory requirements.
About The Wealth Mosaic
The Wealth Mosaic is a UK-headquartered online solution provider directory and knowledge resource, focused specifically on the wealth management industry.
For wealth managers, the buy side of our marketplace, The Wealth Mosaic is designed to enable discovery of key solutions, solution providers and knowledge resources by specific business needs.
For solution providers and vendors, the sell side of our marketplace, The Wealth Mosaic exists to support the positioning, exposure and business development needs of these firms in a more complex and demanding market.
