MAIA Compliance supports the complexity and scale of pre-trade, in-trade, and post-trade checks required by leading-edge investment management organisations
Compliance in a box
Regardless of the size of your organisation and the complexity of your trading operations, we know how essential a smooth and efficient compliance process is to the safeguarding of your investment portfolio.
We also understand that compliance is a nuanced process, with different priorities at each stage of the cycle. Where both detail and flexibility are needed at the order-creation stage, real-time, always-on visibility is required for scrutinising and handling risk further down the line.
More often than not, current workflows are relatively manual and spreadsheet-based, making the compliance and audit function clunky. But a heavyweight order management and portfolio management tool won’t cut it. MAIA Compliance is designed to dovetail with your existing ecosystem to easily solve compliance needs.