Addressing complex challenges
Navigating the regulatory landscape while managing day-to-day operations can be daunting. Our outsourced consultants alleviate the burden by providing expert services tailored to your firm’s specific compliance needs. From regulatory filings to testing, our Outsourced Chief Compliance Officers will help your firm stay compliant and competitive.

Our Supervisory Principals hold the licenses needed to meet your Supervision requirements.  Our team includes consultants who hold FINRA series 87 to conduct Research Review.

Oyster’s FINOP team will provide guidance on net capital compliance and file regulatory reports such as the FOCUS report, Custody filing and SIPC 6 and 7, as required.

Comprehensive compliance and finance solutions
Oyster offers a wide range of outsourced compliance and finance services, including Outsourced CCO (Chief Compliance Officer) and FINOP (Financial and Operational Principal) services. Experienced compliance consultants ensure that your compliance program is reasonable, cost-effective, and aligned with regulatory requirements. Our multi-disciplined teams provide you the scale and support that creates a competitive advantage with end-to-end service.