In an effort to protect investors, securities regulators make and enforce rules including KYC, KYP, and Suitability Obligations. These are considered principal responsibilities owed by advisors to their clients and a cornerstone of the investor protection regime.

Meaningful dialogues with clients are necessary to obtain a solid understanding of their accurate risk tolerance and investment objectives, and to explain how a proposed investment strategy is suitable for the client in light of the client’s investment needs.

This is where PortfolioAid can provide insight.

Build, analyze, and re-balance client portfolios with assurance their risk tolerance and investment objectives are being observed. Allow your organization to benefit with a harmonized approach to suitability modelling.

What is Insight360 used for?

• Prospecting
• Client meetings
• Portfolio construction
• Portfolio re-balancing
• Advisor on-boarding