10850 W Park Pl #1000, Milwaukee, WI 53224, United States
Whether you’re a broker-dealer, insurance carrier or licensed professional, we can help you stay compliant with best-in-class technology and unparalleled customer support
Quest CE was founded as a result of a simple observation: in spite of growing technological innovation, many compliance departments were still operating on a manual front, contributing to increased risk and an overall lack of efficiency. This mismatch motivated Quest CE to simplify the scope of state and federal regulation by capitalizing on the power of technology to give companies more control over their operational risk, data and compliance programs.
Fast forward to today and our mission remains the same: to be your one-stop-shop for compliance technology, training and support. We specialize in providing proprietary web-based solutions for delivering your complete continuing education, disclosure tracking and branch audit programs. We’re proud to work with some of the nation’s most prestigious financial institutions, as well as their 500,000 end users – a number that continues to grow daily.
We want to make the world of compliance technology better, because we hate mediocre technology just as much as you do, if not more. But seriously, probably more.
In today’s rapidly changing industry, the need for your investment advisors to stay current with rules and regulation is paramount. This is especially true as the SEC vamps up its examination efforts. With Investment Advisor Express, we give you a subscription-based compliance management system that equips you with the technology, support, and training......
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