Ridgeline knows that Compliance impacts every part of your business, so we’ve built a robust compliance engine to match. Keeping operations compliant despite shifting regulations and client preferences can be difficult and expensive without the right tools. Our compliance engine is fully integrated throughout the platform, allowing you to have more control and proactively reduce risk at the firm, account, and regulatory level.

Heightened Visibility
Universal rule access, real-time exception-based management notifications, and both pre- and post-trade compliance checks enable the entire team to operate in lockstep.

System-wide Audit Trails
Check comprehensive allocation history, click into each step of an order for details, and then generate an audit trail at the push of a button.

Flexible Rule Building
Set client and firm mandates once and easily assign them to portfolios or groups of portfolios. Create rules or templates based on security reference and position data. Have to adjust or extend a rule? No problem: with cloud’s horizontal scaling, you can make changes across all impacted accounts in a few clicks.