Solution introduction

Investment compliance software.

Compliance today is a regulatory maze, with higher costs, technology challenges and increased complexity. Turn to us to stay up to date on the latest regulatory changes relevant to you — across risk, collateral, and pre- and post-trade reporting.

We manage the administration of regulatory, prospectus and internal investment guidelines, and resolution workflows. With our flexible rules engine and advanced breach analysis, breakdown and resolution management tools, you’ll have fully auditable control of the investment process. And with the GX Compliance LawCard®*, you’ll have the regulatory research you need.

You can choose to have our compliance software (MIG21) hosted plus service or just have the software installed locally. Complete with data management and trading system interfaces, our system is your one-stop navigation tool for the regulatory road ahead. And a dedicated reporting tool gives you a full view of your organization’s regulatory risk.

Subscribe to our newsletters

The Wealth Mosaic publishes a range of newsletters each month to help both wealth managers and solution providers stay on top of the latest developments in the global wealth management sector. Click below to sign up to those that are of interest.