Morgartenstrasse 6, Stadtkreis 4 Aussersihl, Zurich 8004, Switzerland
SwissComply offers you a comprehensive range of services that are optimally tailored to the needs of independent asset managers, family offices, managers of collective assets, fund management companies, securities houses and banks
SwissComply has set out to offer asset managers a solution for current and future challenges. With our holistic range of services, we want to give you cost-efficient access to specialized know-how. Our in-depth and many years of expert knowledge should open up new opportunities for you and create added value.
Our services cover all important topics in the areas of compliance, risk management and legal asset management. Our needs-based services strengthen your competitiveness sustainably. Customer proximity is our top priority. We understand your requirements and integrate seamlessly into your workflows – directly on site in your company if necessary.
As a reliable partner, we are at your side for the long term and fully identify with your goals. We help you optimize processes, reduce costs and take advantage of development opportunities. We do all of this for one reason: We believe in your successful future as an independent asset manager.
The Challenge Like the Collective Investment Schemes Act (CISA), the new Financial Institutions Act (FinIA) also provides for an approval requirement. While the CISA regulates the approval requirements for asset managers of collective investment schemes (asset managers), the FinIA defines the approval requirements for all independent asset managers. When applying for a......
The Challenges Switzerland is fundamentally revising its financial market legislation in order to harmonize it with European standards. The two new laws – the Financial Services Act (FinSA) and the Financial Institutions Act (FinIA) – were passed by the Swiss parliament. The FinIA will regulate the approval and organizational requirements as......
Why is an internal control system (ICS) needed? The obligation to introduce an ICS is not an invention of FinIA (Financial Institutions Act), which came into force in January 2020. The Swiss Code of Obligations has for some time required larger Swiss companies to implement an ICS as a risk management......