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Regulatory Compliance and Change

Business Needs

Website Address

https://www.synechron.com/

Connect with Synechron
Solution introduction

Regulators expect wealth managers to demonstrate operational and cyber resilience and proactively engage with changing rules and expectations

Portfolio monitoring
Our real-time portfolio risk monitoring and assessment offers enhanced due diligence and auditing and pre-emptive help to address regulatory compliance (including for Consumer Duty in the UK, and MiFID and SFDR in the EU).

Automation of pre-trade compliance
Our next-generation Global Rules Engine automates pre-trade compliance checks and simplifies pre-trade checks, shortens the order booking cycle, supports a pre-trade scorecard to show rules evaluation results holistically, and provides audit justification and on meeting pre-trade compliance.

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