Solution introduction

Quality FCA compliance support and business development solutions for directly authorised financial adviser firms

At TenetSelect we provide an extensive range of compliance services which are designed to keep you abreast of regulatory developments and provide clear guidance and quality solutions to help you meet the FCA's requirements. We also provide a wide range of other services which are designed to add value to your client proposition and save you time:

  • Quality compliance support - ongoing guidance, templates, and audits delivered by QCF4 qualified experts who care about keeping your firm compliant
  • Client file reviews - we can check client files as you wish to reduce risk to your business. File reviews cost £50-£200+VAT per file, depending on the type of business
  • Thematic review audits - on-site compliance audits to give you peace of mind should the FCA knock at your door
  • Research and technical support - a wide range of services, including researched panels, model portfolios and specialist investment support, to add value to your client proposition and save you time
  • Paraplanning - Our team of paraplanners can help you give the best advice possible, whilst keeping your time free to build and maintain client relationships
  • Business development solutions - access to marketing, CPD events and our adviser recruitment service
  • Leading protection terms - utilise the terms we have negotiated with providers

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