Beech House, Breckland, Linford Wood Milton Keynes, MK14 6ES, United Kingdom
Trusted by the biggest names in Financial Services since 1997
Worksmart have built their reputation by supporting the UK’s leading financial service businesses through the challenges of regulatory compliance. From training & competence to quality assurance, SM&CR to complaints management we enable smarter business responses.
Whether we are working with an SME or a large corporation, our software creates business improvements that also meet the demands of regulatory change. Worksmart products are simple to configure, easy to implement and will help streamline your business processes.
With our deep experience, comprehensive, award winning product set and wide ranging expertise, Worksmart can be trusted to ensure regulatory change can be turned into business advantage.
The Senior Managers and Certification Regime (SM&CR) ensures that senior managers are individually accountable for their business decisions, their conduct and the competence of those that they manage. Consumers will be secure in the integrity this brings as SM&CR means that every regulated entity must have a well-documented trail of......
With the provision of advice and process management becoming increasingly influenced by digital practice, it’s essential that regulated firms respond quickly to rapidly evolving market needs. Making sure that product innovations are sold appropriately or that new processes are correctly followed is equally important and this is achieved by using Checksmart.......
Competent and capable staff is a “must have” for any regulated business. It clearly evidences a real commitment to treating customers fairly. Paper based, generic e-learning programmes or home-grown learning systems that might once have been adequate are no longer enough to keep pace with today’s regulatory demands. With the implementation......
Understanding that key roles in regulated entities are subject to the FCA’s Training and Competence (T&C) rules is well established practice. T&C has been an integral part of financial services for decades and a regulatory requirement since the 1990’s. How firms implement and manage T&C varies from firm to firm. However,......