Solution introduction
Unparalleled flexibility to handle complexities around legal-entity structures, market data, rule interpretations, and operating models
Buy- and sell-side firms must monitor and disclose equity investments across a complex rapidly changing landscape of more than 100 jurisdictions’ rules
To comply, they must consider intricate corporate hierarchies, complex fund structures, and exposure to jurisdiction-specific scenarios:
- Significant shareholdings
- Short positions
- Takeover panels
- Sensitive industries
- SEC Form 13-F
Firms must marshal requisite position, market, reference, hierarchy, and legal-rules data to successfully monitor huge disclosure volumes and withstand regulatory examinations.
To minimize their current operational risk and prepare for future regulatory changes, firms need to establish automated, flexible, and intelligent systems capable of handling complex data requirements and the timely filing of submissions worldwide.
