Solution introduction
Trading compliance and surveillance for investment managers
CSS TradeSentry streamlines identification of market abuse, insider dealing detection, and best execution, making it an ideal tool for addressing SEC Rule 206(4)-7 and the EU Market Abuse Regulation. Key benefits of the platform include:
Get complete transparency into the trading activities of your Firm with TradeSentry. Offered as a cloud-based solution, Sentry connects directly to client trading systems, providing compliance analysts and traders with timely compliance alerts, risk management workflow tools, and post-trade compliance risk reporting.
- Consolidated, enterprise-wide trade capture across all asset classes with the ability to drill-down into individual accounts, asset classes, strategies, or custom trade collections.
- Flexible and easy-to-use trade queries to automatically identify potential misconduct and visualizations to gain better insights into compliance risks.
- Access to industry-leading reference data provided by IHS MarkitTM including transaction cost analysis for equity, fixed-income and foreign exchange (FX).
- Streamlined user-workflows and collaboration tools for both the front-office and back-office. Includes comprehensive reporting and task management to validate trade desk supervision and market surveillance.
