We provide financial institutions with modular and flexible, white-labelled Software-as-a-Service and API solutions that improve, automate and visualise wealth planning interactively. Our solutions can be configured flexibly to create different use cases along the whole wealth management value chain. This is possible because we follow a service-based architecture, always use......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Asia
• North America
• Western Europe

BITA Risk provides BITA WEALTH with module options as follows:  BITA Wealth Profiler - multi-dimensional suitability profiling of a client’s investment needs, matching to investment proposition and linking to portfolio building and monitoring BITA Wealth Portfolio Analytics - institutional strength risk capabilities, risk models and portfolio modelling - incorporating reporting, pre-trade compliance checks......

Client type

• Asset Managers
• Bank Wealth Managers
• Financial Advisors

Relevant Regions

• Eastern Europe
• North America
• Western Europe

The Croesus Risk and Compliance Module can help wealth management professionals keep up with requirements to reduce the costs and workload associated with regulatory compliance. By efficiently pinpointing areas of risk you can provide clients with a more robust, comprehensive investment strategy that takes into account risk scenarios. From automating a......

Client type

• Asset Managers
• Bank Wealth Managers
• Brokers/Broker-Dealers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• North America
• Western Europe

With Edgelab’s extensive risk analytics and portfolio construction, banks can deliver a 360-degree view of portfolio risk and generate bespoke portfolios with one click. As a result, they can substantially increase the quality of advice and strengthen the relationship with their clients. Unlike other solutions, Edgelab considers the true nature of......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Asia
• Middle East
• South America
• Western Europe

OLYMPIC Banking System helps you streamline and digitise complex processes from front to back office, unlocking your institution’s full growth potential. The solution covers for instance payments and remittances, loans and mortgages, savings and deposits as well as all required regulatory requirements....

Client type

• Asset Managers
• Bank Wealth Managers
• Brokers/Broker-Dealers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

Jacobi allows firms to integrate their entire multi-asset investment lifecycle - from portfolio design, to portfolio management and, critically, to engaging with clients. The software combines market-leading cloud-based technology with a powerful multi-asset modelling engine. This is supplemented by  extensive tools to scale and automate investment and client engagement workflows.  Jacobi......

Client type

• Asset Managers
• Bank Wealth Managers
• Brokers/Broker-Dealers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

As part of Objectway Platform, Investment Advisory is an integrated and customisable software platform enabling wealth management institutions to set up a client centric advisory process. Augmented intelligence and human governance are blended to achieve higher levels of efficiency and increase customer base, thanks to a quick generation of optimised......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Africa
• Caribbean
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

As part of Objectway Platform, Portfolio Management is a multichannel, multi-entity, multi-device software platform that automates and brings unprecedented efficiency to wealth managers’ day-to-day tasks, such as portfolio analysis, risk and regulatory compliance, client reporting, order management and rebalancing, alerting, monitoring, performance measurement, and attribution....

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Africa
• Caribbean
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

At Raise Partner, we believe that financial advisors have a central role to play in this regard, by effectively steering their investments and those of their clients towards greener assets. To achieve this goal, however, they still face a number of challenges: increased and not sufficiently precise regulatory requirements, increasingly abundant......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager
• Financial Advisors

Relevant Regions

• Asia
• Eastern Europe
• North America
• Western Europe

ImpaQt Wealth is a modular, end-to-end advisory and discretionary portfolio management system featuring a modern UI, state-of-the-art risk engine, and award-winning portfolio optimizer. Seamlessly integrating sustainability preferences and ensuring reporting compliance throughout the entire client lifecycle, ImpaQt Wealth can be integrated as a standalone solution or via API and is......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Acumen.plus is a completely open platform covering the entire spectrum of treasury and capital markets operations in real-time, across all inter-banking business and client segments. It allows each bank to deploy only the required functions in the most efficient way, offering a high degree of automation. Acumen.plus and its rich functionality......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

Better intelligence A trusted and independent provider of data intelligence for anti-money laundering, anti-corruption and cybersecurity professionals. A powerful overview and enhanced risk management service - our unique database exceeds all expectations. Acuris Risk Intelligence combines human intelligence and code to pinpoint any risks associated with forming new business relationships. We provide accurate......

Access best-in-class technology and operations systems, unified on one platform. This open architecture system is preconfigured to clients’ needs using Mirador’s Key Technology Decisions Rubric. Its flexible construct ensures ongoing upgrades to innovative tools; tools that are accessible to advisor teams through the easy-to-use Gateway workstation....

relevant regions

• North America
• Oceania
• South America
• Western Europe

Why Advisor Armor? Compliant Evidences complete Information/Cybersecurity Compliance for regulatory requirements, statutes, and suitable industry standards. Instructional Simplifies and delivers the prescription and guidance amidst the varying regulatory frameworks. Efficient Process automation and technology requires low Administrative burden. Innovative Anticipatory of regulatory iteration, technical/ academically experienced, and responsive to market feedback....

relevant regions

• North America

Our software provides a simple installation solution with the right blend of human interaction. It ensures that your business AML needs are met efficiently and effectively. Your business can thrive and offer first-class customer service, and take all reasonable steps to prevent money laundering and terrorist financing. Our automated solutions focus on the highest levels of quality in software and compliance through......

relevant regions

• Western Europe

What we offer RFA AiRE with AI Reinforcement Powered by behavioral analysis, machine learning (“ML”), contextual threat intelligence and artificial intelligence (“AI”) capabilities with workflow automation, the RFA AiRE provides all-inclusive anomaly detection across multiple networks and identity management systems that facilitate real-time risk containment 24/7/365. Seceon aiSIEM™ The award-winning, industry leading adaptive and......

relevant regions

• Asia
• North America
• Western Europe

However, many ESG screening tools underplay the due diligence required to manage emerging ESG risks (e.g. plastics and for specific human rights issues) to the new standards stakeholders expect. To help investors respond to rapidly changing issues, AlphaQuants developed a set of ESG tools combining AI, Natural Language Processing with corporate......

relevant regions

• Western Europe

Money laundering and terrorism financing laws apply to millions of organisations of all sizes across different industry sectors and geographies. Complying with increasing regulations can be complex and costly…until now. AML Accelerate simplifies the AML risk assessment process in 5 steps which can lead to saving time and resources spent......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

AML Platform features AML risk reports for full compliance Within seconds get an in-depth understanding with 270 risk checks and data points ranging from financial crime to counterparty identity. Check every transaction with our standard reports and use enhanced reports in case you need to understand more. Real-time cryptocurrency monitoring Identify behavioural changes, get......

relevant regions

• Asia
• Eastern Europe
• North America
• Western Europe

The buy-side markets have undergone dramatic change. The combination of MiFID ll and Solvency ll have resulted in deep ongoing structural changes to the markets. The ability to anticipate and respond to market and portfolio changes are key motivators for investment managers to maintain a strong risk function. Sophisticated and robust analytics......

Our brand new-solution ANALYTX offers a unique and innovative modular approach for advanced financial analytics with various report possibilities. ​Beginning with our ACTUS Enterprise Data Hubs, the user has the option to apply multiple forward projections in an on-going business environment. The outcome of any combination of those forward scenarios are the projected results......

relevant regions

• Western Europe

Customer Due Diligence We partner our technology with services from leading companies to provide AML checks via our online portal. We go beyond a one size fits all approach and provide of range checks for individuals and companies. Alternatively, configure custom AML checks to align with your Risk Based Approach. Support for......

relevant regions

• Western Europe

For business teams Turnkey solutions for business teams that need access to compliance excellence. Apps - intuitive interfaces providing dos and don’ts on regulatory questions Chatbots - AI-driven digital assistants providing regulatory guidance For legal & compliance teams The definitive workspace for digital compliance excellence. Library - access a comprehensive repository of regulatory guidelines Governance - verify the applicability and accuracy......

relevant regions

• Asia
• Eastern Europe
• North America
• Western Europe

Verified regulatory content Base your decisions on the expertise of leading law firms. Our rules are maintained and verified by the world’s leading law firms. Meet multi-country scenarios - with Apiax Rules, financial organisations have access to verified regulatory compliance knowledge across key topics in more than 150 jurisdictions. Financial Services - rules covering restrictions on offering......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• Oceania
• Western Europe

LexiFi handles the diversity of derivatives through a uniform process and puts an end to a maze of ad-hoc systems. LexiFi Apropos is an end-user software application, designed to serve as a "Golden Database" for financial derivative products. This compact solution enables users to rapidly define, price, analyze and manage tailored......

relevant regions

• Asia
• Western Europe

Our Platform The AQMetrics online platform seamlessly automates all of your risk, compliance and regulatory reporting needs. To find out more, click below to download our platform datasheet below. Why the AQMetrics Platform? Forward-thinking financial firms use the AQMetrics technology platform for end-to-end automation. Our platform automates your existing and emerging regulatory needs......

relevant regions

• Asia
• North America
• Western Europe

Arbor Risk Management System is seamlessly integrated into our PMS. This feature enables you to automate your risk reporting needs, covering substantial areas such as Value at Risk (VaR), risk ratios (Sharpe, Sortino & Treynor Ratio) and statistical fund volatility indicators (skewness, kurtosis, correlation coefficient & information ratio) for multiple......

relevant regions

• North America
• Western Europe

The ARC platform is a complete remediation and new client onboarding platform, allowing organisations the ability to streamline and categorise customer data and risk in a single digital solution. It offers an innovative answer, to enable the collaborative administration of one-off and ongoing customer due diligence (CDD) and where required enhanced......

relevant regions

• Western Europe

When your regulatory reporting obligations have no borders, you need a solution that can manage it all, from UCITS KIIDs to PRIIPs and MiFID II reporting. Whether you are an asset manager or an insurer, with ArcRegulatory, part of DFIN’s portfolio of end-to-end solutions, you get: An advanced user experience for consistent......

ARIC Risk Hub offers 7 machine learning solutions for fraud and Anti-Money Laundering analysts to spot suspicious activity and prioritize alerts with explainable anomaly detection. At the same time, ARIC Risk Hub recognizes genuine customers without blocking their activity, reducing friction. Working as a technology partner to the financial services industry,......

relevant regions

• North America
• Western Europe

For compliance teams, pulling it all together is a complex and laborious process fraught with the perils of what might have been missed along the way. ACM’s enterprise compliance management platform makes it easy to monitor your offices, facilitate communication, meet your regulatory requirements, build and maintain a library of......

Moody's Analytics asset allocation solution helps establish, test, and run different asset allocations and identify risk-return efficient portfolios, either as part of a multi-asset fund proposition or as part of a wealth management or institutional asset and liability management advisory business. Analysis of different asset allocations and investment strategies against risk......

Understanding Your Needs Our Assist service has been designed not introduce any additional risks to your business. We achieve this by getting to know your business and the challenges you are looking to solve. Working with you we look at the options available to address the challenges as efficiently as possible. Our......

relevant regions

• Western Europe

ATA RiskStation™ is targeted at organizations that do not have (or want) a sizeable internal technology footprint, a large dedicated risk team, do not enjoy an unlimited budget but still need a comprehensive, fast, customizable, repeatable and highly cost-effective solution for understanding their portfolio risks on a daily basis. Potential clients......

The Questionnaire There are three key components to assess when analysing an individual’s attitude to risk. Attitude to risk: This describes a person’s willingness to take risk, whether it is financial or in other parts of their life. This can inform how prepared they may be to take high levels of investment......

relevant regions

• Western Europe

It is extensible and comes with features that include keyword search, hash matching, registry analysis, web analytics, and more. BasisTech provides training, commercial support, and add-on modules....

Governance, risk, and compliance Stay compliant and reduce exposure to risk.  Business integrity screening Minimize financial losses through more effective automated monitoring and screening. Financial planning and analysis Management of financial performance to control costs and execute organizational strategies. Profit and cost simulation Run profit and cost simulation to optimize profitability and resource allocation. Management reporting Support financial and operational......

relevant regions

• North America
• Western Europe

BarraOne is a research-driven platform that helps asset managers identify and manage risk exposures to make more informed investment decisions. Powered by a long-horizon Barra factor model, BarraOne combines public, derivative and private asset classes under a unified analytical framework. Integrated performance analytics help managers match sources of risk with......

It is fully compliant with relevant regulations such as the UK FCA, FIDLEG, and MiFID II suitability tests and is already used by prominent banks and portfolio managers worldwide. Offer your clients not what they think they want, but what they actually want....

relevant regions

• Eastern Europe
• Middle East
• North America
• Western Europe

Get to know your clients quickly Your clients need more than just good investment advice. They need your understanding of them to navigate today's challenges. Be-IQ provides more than just a risk category. Our unique insights give you an understanding of your clients before you even meet them. Reduce your risk exposure Ever met a client who’s......

relevant regions

• Western Europe

BITA Risk provides BITA WEALTH with module options as follows:  BITA Wealth Profiler - multi-dimensional suitability profiling of a client’s investment needs, matching to investment proposition and linking to portfolio building and monitoring BITA Wealth Portfolio Analytics - institutional strength risk capabilities, risk models and portfolio modelling - incorporating reporting, pre-trade compliance......

relevant regions

• North America
• Western Europe

BlackSwan helps you avoid extreme events through sophisticated quantitative risk metrics and accurate distributions. Its built-in market risk module is constantly evolving and back-tested to ensure it remains relevant to prevailing market risks. It provides for a number of risk metrics such as value-at-risk, volatility, expected shortfall and tracking error. It......

BQ Advisory brings significant advancements for wealth management advisory services. The cloud-based software system blends the power of behavioral finance, personality, and decision science with machine learning to provide an objective and predictive understanding of clients' behavioral characteristics, preferences, and values. As a result, financial institutions can provide more personalized......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• Western Europe

Risk and Compliance, the solution to the pre- and the pos-trade compliance, creating the specific compliance checks and risk management checks against individual client portfolios or funds under management. These checks can be running continuously and allow you to stay compliant and demonstrate your compliance to regulators and auditors.  ...

relevant regions

• Central America
• North America
• South America
• Western Europe

A “Cyber Progam” is what regulators call the complete set of documents and plans you must have to be compliant: Written Information Security Policy (WISP) Business Continuity Plan (BCP) Security Incident Response Plan (SIRP) Vendor management The challenge to stay compliant gets deeper as documents with only policies are not enough for proof of compliance. Buckler created......

relevant regions

• North America

Canopy Manager is intuitive, interactive, and transforms data into insights. It’s the tool that provides you with a comprehensive view of your investments for holistic advice. From analyzing financial information to advising, managing clients’ portfolios to reporting, we’re here to help you serve your clients in a better way. Your Trusted......

relevant regions

• Asia
• North America
• Western Europe

In the modern banking world, risk, compliance, and reporting teams face a myriad of evolving regulatory requirements emanating from Basel, the EBA, OSFI, the US Fed, and many regulatory jurisdictions and other frameworks and directives including CRR/CRD, IFR/IFD, broker-dealer net capital requirements. Firms’ efforts to grapple with these challenges are often......

relevant regions

• Asia
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Causal AI understands, explains and predicts financial markets, offering the next generation of portfolio optimization and risk management capability, enabling asset managers to unlock latent market value. Modern challenges in capital markets are well known Investors demand lower fees and greater explainability from discretionary managers, while systematic funds must constantly extract new......

relevant regions

• Western Europe

With Causal AI, banks can build explainable models that unlock the potential in their data, empowering them to be more efficient and flexible. The regulatory landscape We understand the time, effort and scrutiny required for models to be deployed within large financial institutions. With causaLens, model developers can spend less time writing......

relevant regions

• Western Europe

Investors demand lower fees and greater explainability from discretionary managers, while systematic funds must constantly extract new signals from an ocean of marginally-useful data. Banks find their models frequently upended by regulations, geopolitics, or regime changes. Artificial Intelligence and Machine Learning techniques can provide solutions to these and other problems. But......

relevant regions

• Western Europe

With Centraleyes, risk and security managers are freed from tedious, repetitive labor to focus on strategic priorities and business success. This powerful platform has four primary uses: 1st Party Remediating your organization’s internal risk and compliance. Empower cyber risk and compliance management with one powerful platform that helps automate the entire lifecycle starting with......

relevant regions

• Asia

Browse Services Chainalysis Kryptos is the industry's reference directory for cryptocurrency services' on-chain activity. Search over a rapidly-growing list of 6,500 services and monitor their activity over time. Compile Service Profiles Make informed decisions about the cryptocurrency businesses you work with. Utilize the most comprehensive dataset in the industry to understand the on-chain......

Chainalysis Data Chainalysis KYT cryptocurrency compliance software is powered by the industry's best data. We map hundreds of millions of addresses to real-world entities, adding over 100 new services every week. This includes illicit services like darknet markets, scams, and ransomware, and legitimate services such as merchant services, decentralized cryptocurrency exchanges,......

Chainalysis data Chainalysis Reactor is powered by the industry's best data. We map hundreds of millions of addresses to real-world entities, adding over 100 new services every week. This includes illicit services like darknet markets, scams, and ransomware, and legitimate services such as DeFi platforms, mining pools, and merchant services. Search based......

relevant regions

• North America
• Western Europe

With the provision of advice and process management becoming increasingly influenced by digital practice, it’s essential that regulated firms respond quickly to rapidly evolving market needs. Making sure that product innovations are sold appropriately or that new processes are correctly followed is equally important and this is achieved by using Checksmart.......

relevant regions

• Western Europe

Clairlyse is Gambit's newly released cloud platform. It gives a 360° view on a fund risk and take over fastidious and low value-added activities. It is focused on regulatory risk management and makes it more efficient by automating all repetitive tasks.  On top of it, Clairlyse gathers all necessary data in one place......

The Classify solution delivers a fast and fully tailored review process for recorded interactions, powered by the most sophisticated artificial intelligence ever developed for this application. By segmenting audio into relevant themes based on natural customer-interviewer dialogue, Classify lets you quickly analyse the precise sections that are relevant to particular......

Napier’s Client Screening solution helps financial institutions fulfil compliance obligations with on-going large-scale screening and re-screening capabilities to give significant operational efficiencies. Our solution was developed to address the need for a simple, cost effective screening solution which can scale with a business's policy requirements. Napier’s Client Screening combines best-in-class technology with......

relevant regions

• Western Europe

Use the RegBox to track relevant legislation, assess the impact of regulatory changes on your company, create and change internal policies, monitor audit trails and much more.  A powerful machine learning regtech solution for compliance and risk assessment.  Stay abreast of regulatory changes Track laws and regulation in your jurisdiction and sector, and......

relevant regions

• Western Europe

Based on over a decade of scientific research combined with practical, real-world insight into risk profiling and client engagement. Compass combines: people’s willingness to take risk (risk tolerance), with their changing ability to take risk (dynamic risk capacity), informed by their behaviours (emotional comfort), and knowledge and experience formed over time. We can: Help you embed a robust, evidence-based......

relevant regions

• Western Europe

As your firm is growing, you need to set systems in place to ensure that everything is in compliance. That’s where Nitrogen Compliance comes in. Whether you’re a Chief Compliance Officer at a firm with thousands of advisors, or compliance is one of your many hats at your RIA, wealth......

relevant regions

• North America

Our customers use the Compliance.ai solution to establish a centralized regulatory change management command center and to automate and manage standardized processes for the entire enterprise. Monitor Save time and reduce all the noise and chatter with an automated, real-time, personalized stream of the latest regulatory content from thousands of sources across jurisdictions, documents types, and industry......

relevant regions

• North America

ComplianceAlpha® helps global financial services firms of all sizes to strengthen and streamline risk and compliance management across the enterprise from a single platform. It helps firms to keep pace with the regulators’ evolving requirements and increasing technological capabilities. Developed by the industry’s largest team of former regulators, financial technologists, and cybersecurity professionals, ComplianceAlpha helps......

Manage recordkeeping transactions and document delivery from a secure, cloud-based platform. Boost operational efficiencies, reduce costs and stay compliant. Save time and money by sending disclosure documents to clients electronically Be ready for an audit or examination Fast and easy to implement with minimal client IT resources ...

relevant regions

• North America

Policies and Procedures Management Create and review policies, upload supporting files, archive content, and flag discrepancies with ease.  Disclosure Management Generate disclosures specific to each of your firm’s representatives and ensure your firm is exercising reasonable diligence, care, and skill in making recommendations.  Monthly Compliance Solution Confidently stay in compliance with our monthly compliance solution.......

relevant regions

• North America

Act on real-time intelligence Advanced analytics allow you to gain breakthrough insight into risk and operational models for your organisation. Act on real-time intelligence to optimise risk management and meet regulatory requirements. Improve modeling accuracy Predictive modeling helps you radically improve risk analysis, accuracy, and agility for your financial institution, fueling innovation with......

Preclearance and Disclosures Establish a digital process around the submission of preclearance requests and disclosures with a full audit trail of associated communications and outcomes. Trade Monitoring and Testing Follow your employees’ trade activity to prevent and proactively identify the potential misuse of material non-public information (MNPI). Certifications and Attestations Easily build digital certification or......

relevant regions

• North America
• Western Europe

Intelligent platform delivering award winning, connected, more accurate risk management and intelligence for business, risk and compliance teams to manage and benchmark business risks, increase resilience, reduce costs, protect revenue and business growth Unified data management of enterprise and operational risks Real time risk & fraud monitoring, automated decisions and actions Fast onboarding, configuration......

Business management does not stop with insights. Companies that face business problems typically try to solve them with various tools. The selected tool might solve a specific problem but often falls short to generate a business impact for the entire organization because of the single benefit it provides. In order......

relevant regions

• Africa
• Asia
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

How it works Using Credit Assist, you can analyse pricing data, fundamentals, news and generate risk or investment recommendations within seconds using bots to assist you along your journey. My dashboard You begin your Intellibonds journey at the ‘My Dashboard’ function. This function illustrates what is going on in your universe. ‘My Dashboard’......

relevant regions

• Western Europe

Credit Engine supports the whole client journey: Digital client onboarding Instant scoring and valuation of collateral (for example real estate, securities) Credit offers from multiple lenders based on their risk model Servicing the loan Prospective secondary market. Credit Risk Engine sits on a single platform, seamlessly integrated into a core banking or loan management system. It......

relevant regions

• Asia
• Middle East
• Western Europe

Credit risk analysis and management on a secure, cloud-based platform Sound practices and tools for credit risk management are essential to the long-term success of banking organizations and financial services providers. The Credit Risk Platform enables the analysis of credit risks, the automation of lending and decision-making processes as well as......

relevant regions

• Asia
• North America
• Western Europe

New standards for cryptocurrency compliance In today’s highly digitized world, financial institutions are seeking ways to manage increased exposure to cryptocurrency risks. For financial institutions facilitating transactions involving cryptocurrencies, being able to confidently assess source and destination of funds is critical. The significant growth in cryptocurrency transactions has made fraud difficult to......

relevant regions

• North America
• Western Europe

Hidden criminal activity from the dark web and beyond As the world has become increasingly digitized, economic crime and the trade in illicit goods have shifted online Use of the dark web is increasing 50% year-on-year, and cryptocurrencies have become the primary means of exchange. The rise of cryptocurrencies has brought all the......

relevant regions

• North America
• Western Europe

Meet our expert cryptocurrency investigators Our team of experienced researchers and analysts deliver real-world results. Elliptic’s researchers and analysts add an additional layer to our commercial software, providing custom analyses that make use of our extensive and unique experience in conducting forensic cryptocurrency investigations. We provide written, detailed reports on the investigations......

relevant regions

• North America
• Western Europe

One-station software providing portfolio, risk management and back office system for crypto financial institutions. Our front- to back-office operating system facilitates institutions to manage portfolios of spot, swap, option, collateral, fiat, NFT, etc., across 100+ CeFi/DeFi platforms, monitor exposures/leverage/pledge ratios, manage LP share subscriptions and redemptions, and export accurate data for......

relevant regions

• Asia
• Eastern Europe
• North America
• Oceania
• Western Europe

Customer risk assessment and vendor risk assessment are challenging. If you don’t truly know your customers and partners, the costs can be high. Regulations require you to conduct due diligence that may be shaped by geography, context or both. Failure to maintain compliance protocols can lead to enforcement actions. Increasingly, organizations......

Our cyber fraud and risk management solutions include Compliance Accelerate speed to achieve regulatory compliance requirements, while decreasing complexity Secure payments ​​​​​​​Protect payments across a variety of applications, channels, and payment types User behavior analytics Quickly identify and stop anomalous user activity through rich fraud analytics. ...

relevant regions

• Asia
• Middle East
• North America
• Oceania
• Western Europe

What is the financial significance of this metric? The Cyberhedge Cyber Governance Indices are the first-ever market-based proof that companies with good cyber governance outperform their peers. This groundbreaking Indices are derived from Cyberhedge’s proprietary ranking of corporate cyber governance. When you want an objective measure of cyber risk in $ or €, trust our real-world financial modeling experience......

relevant regions

• North America
• Western Europe

Fast: Automate Collection, Analysis, and Correlation Comprehensive: Ensure Complete Threat Assessment Accessible: Make Investigation and Reporting Easy ...

Understand your customers better Analyzing customer interaction data from various sources such as transactions, CRM and the website helps financial services companies truly understand the customer’s journey. With big data analytics, you can answer questions like which campaigns convert prospects to customers, how to get customers to use products more and......

DataStore is the powerful and robust enterprise content management (ECM) system purpose-built for the Financial Services sector. DataStore delivers on what matters most Gain complete control over the capture, indexing, archival, retrieval, accessibility, delivery and retention of every item of business-critical information in your organization, via a secure central repository. Utilize a single......

Performance & Analytics - Performance, attribution and composites From data technology silos to a sophisticated and complete portfolio analytics solution, you are empowered with transparent and accurate oversight into performance and attribution across the organization, giving you the ability to evaluate and enhance your investment strategies. Risk - Multi-asset risk management and analytics As......

relevant regions

• Africa
• Asia
• North America
• Oceania
• Western Europe

Deep Alpha - Advisor Solution (DAAS) is a solution for financial advisors to assess customers' risk and document the advice given to them. The solution provides the advisors an interface to capture information about the end client, document the risk assessment, and produce investment advice. Deep Alpha is a web......

relevant regions

• Western Europe

DeteQt is an explainable, Machine Learning-powered AML/CTF transaction monitoring solution that integrates seamlessly into existing IT architecture within a bank or financial institution. By significantly increasing detection rates and reducing instances of false positives, DeteQt provides compliance teams with holistic oversight into customer activities and empowers them to allocate valuable......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

The Derivitec Risk Portal allows you to share reports within your organisation, but also outside your organisation. You can bring all your hedge fund clients onto a single platform, with a consistent set of models and data, allowing them to understand their risks clearly, and you to see the complete......

relevant regions

• Western Europe

The wealth management industry is no stranger to tough times. Some of the old and new challenges include shifting regulatory landscapes, increasing competition, volatile markets and clients demanding ever more sophisticated & high-tech services for less. For these reasons, embracing technology to boost efficiency and lower costs is becoming an......

relevant regions

• Eastern Europe
• Middle East
• Western Europe

Become a Clearing Member DirectLINK is a self-clearing solution allowing market participants to access and manage any number of clearing house service without being dependent on a clearing broker. Reinforce Existing Memberships DirectLINK can also be used to dramatically improve the management of existing or additional memberships reducing the compliance, development, and maintenance......

relevant regions

• Asia
• Western Europe

The secure platform offers features including on demand and batch name screening, negative news monitoring, alerts to notify changes in risk profile, custom data filtering, search history, due diligence report ordering and more...

RiskFeeds delivers Dow Jones’ Risk and Compliance-enriched third-party risk data through a multitude of software platforms, giving you the flexibility to receive data in your preferred interface or format. A dedicated team is available to ensure seamless integration and advise on the transition when switching data providers....

Dynamic Planner is a provider of market-leading wealth and financial planning technology, driving growth across vertically integrated and consolidated groups, networks and individual firms. It enables the delivery of: Scale – Anchored by Dynamic Planner, the biggest industry names have reported eye-catching results. Control – Drive conversion. Control the flow of client......

relevant regions

• Western Europe

Discover climate intelligence EarthScan’s Climate Intelligence gives you asset-level analysis and the insight you need to make better decisions today for a more resilient tomorrow. Giving you on-demand analysis of the risks posed by a changing climate, EarthScan allows you to understand climate risks underpinning the assets you value most. Going back 50 years......

The private equity industry has lacked tailored methods and data to provide true insight into value-at-risk, with available approaches borrowed from other asset classes not entirely suitable to private equity. Built in partnership with leading academic research, eFront VaR is the first ever product to address these issues through simulated......

Client risk Goal based profiling of client, comparing to existing or new portfolios. Asset allocation Accommodate different investment strategy, benchmark and model portfolio. Product universe / selector An investment process that can select from all asset classes. Portfolio construction and rebalancing Automated portfolio construction and re-balancing based on financial modelling. Performance and risk analysis Dashboard of intuitive and innovative......

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• Asia

Take a risk-based approach to crypto-assets Purpose-built for banks, Elliptic Discovery provides compliance teams with the insights they need to identify flows of funds into and out of crypto-assets, and assess the risk that they pose. Detailed profiles of over two hundred global crypto exchanges enable banks to manage risk, pursue new......

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• North America
• Western Europe

Hybrid integration across direct memberships and clearing broker relationships EndLINK provides end users with seamless integration across multiple models of accessing clearing houses and traditional clearing brokers enabling a holistic and consistent view across all clearing. As the volume of clearing activity continues to increase and diversify, the complex management of clearing......

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• Asia
• Western Europe

Scalable ERM risk assessments Coordinate with risk owners in a streamlined, intuitive ERM process. With Workiva, you can simplify tracking and managing assessment feedback in real time, enabling a stronger ERM program. Collect and assess risk data Simplify tracking and manage assessment feedback in real time, enabling a stronger ERM program. Optimise the capture......

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• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

SoftPak’s Enterprise Risk Management solution is unique in that it includes all standard and non-standard securities traded globally. It has better instrument coverage, simplified data management and a unified view of risk across all assets. Other systems do not cover private equity, real estate, infrastructure and other non-standard assets with......

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• North America
• Western Europe

We help financial services firms understand and serve the needs of their customers and act in their customers’ best interests while reducing their cost to serve. The problem for our users We are living longer. Healthcare costs are soaring. Social security systems are insolvent. Interest rates remain low. The result is an unhappy......

EasyReg has developed our own application called e-Reg which enables users to: Reduce the costs required to implement new regulations Facilitate compliance with applicable regulations Increase regulatory knowledge in the relevant departments Reduce the time spent by employees to maintain regulatory frameworks Simplify collaboration on regulatory topics Mitigate regulatory risks and consequences ...

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• Western Europe

ERIC is our proven GRC solution that automates your GRC activity and improves your Risk and Compliance Management. Intuitive Interface ERIC is a highly intuitive and interactive platform. All modules are interlinked, as relevant, enabling your GRC team to have an overarching view. Interactive Dashboards ERIC has a rich reporting functionality that includes interactive......

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• Western Europe

Delivering innovation for differentiated ESG outcomes Global ESG data model - We enable agnostic data sourcing for usability across jurisdiction-specific regulatory regimes, eligibility / applicability rules, and business functions including buy- and sell-side perspectives. End-to-end risk management - We provide seamless data ingestion, an assessment engine and remediation workflow, and integrated model management......

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• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Uncover deeper insights with ESG Analytics, part of the Style Analytics solution. Gain an unprecedented ability to perform peer comparisons, identify ESG risks, ensure guideline compliance and identify unique portfolio characteristics. Partnering with top ESG data providers, our product saves you valuable time aggregating ESG data, exposures and risk of......

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• North America
• Western Europe

Our patented Eta® approach to financial analysis allows investment professionals and advisors to quickly see and compare the impact of key economic variables. Our tools help you compare how different assets respond to the economy. With the MacroRisk portfolio construction tools, you can “tilt” portfolios towards (or away from) key......

Overlays GTAA Equity Strategies Together with the client, we identify distinct needs and set the common objectives. Our value proposition is to develop robust, tailor-made algorithmic investment strategies to meet client needs. We do scientific research, we test our lab methodologies, and then propose a quantitative investment methodology to reach the specific client’s goal. Overlay......

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• Western Europe

EV Asset Allocation Research Our interactive asset allocation research supports your in-house analysis with valuable, independent insights that empower your investment process. EV Multi-Asset Allocations An optimised range of dynamic asset allocations can be replicated to build or manage your own multi-asset funds for various client objectives and investment terms. They can be......

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• Western Europe

Everysk is a New York based financial technology company and the leading provider of risk workflows. We were born from the firm belief that, regardless of the size of your firm and the complexity of your portfolios, having proper risk management is paramount for enduring business growth. This reliance is......

Benefits of using Exabeam in the Financial Services sector Automated investigations, visualised through Exabeam Smart Timelines, enable analysts to accurately detect insider threats faster. Complete visibility of, and actionable insights into, incidents reduces security risks. Natural language querying, with context enhanced parsing and data presentation, improves analyst productivity. Financial services, perhaps more than most,......

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• Eastern Europe
• Middle East
• North America
• Oceania
• Western Europe

First Rate ExecView is an automated oversight and surveillance solution for wealth management firms. It allows you to analyze advisor performance and risk exposures, assess trends and identify outliers and exceptions, as well as meet your firm’s surveillance needs in the context of increasing regulatory scrutiny. Firms can customize views by using filters and select......

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• North America

Third-parties are now made up of suppliers, consultants, agents, affiliates, resellers, and many others. Growing operational complexity and an increasingly stringent regulatory regime makes a sound third-party compliance program critical....

Exiger Risk 360 enables centralized administration of enterprise-wide and targeted risk assessments in a flexible, auditable, user-friendly platform for administrators, assessors, approvers and reviewers....

Fabric opens the risk dimension. Our platform empowers you with the knowledge and capability to harness risk’s potential and navigate life’s vibrant adventures....

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• North America

fairforecasts© is a novel quantitative approach to analyse big data and render smart data to assess the potential of investment alternatives. The applied scientific algorithm merges all sources of predictions, including the users’ view, to a unique risk-return forecast landscape. This research approach ensures insights with higher levels of prediction......

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• Western Europe

fairvalues© provides the basis for a consistent client advisory process which fulfills the regulatory requirements and allows the ongoing testing of investments regarding clients’ suitability and appropriateness. fairvalues© ensures a stringent and clear communication of investment information and monitoring of investment portfolios across the client base. The intuitive visualisation and......

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• Western Europe

Securities-based lending is a valuable source of revenue for wealth managers. But with growing demand and potential market volatility without robust risk management, SBL can carry unique risks. FASTNET is built to help you manage the realities of growing your business—supporting every phase of the SBL process. From collateral evaluation......

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• North America
• Western Europe

Fenergo Know Your Customer offers a risk-based approach to KYC compliance that efficiently focuses resources on higher-risk clients and ensures lifecycle compliance with local and global KYC regulations. Reduce Risk and Manage KYC Compliance - Future-proof compliance with Fenergo's continuous risk monitoring process and risk-based approach to KYC. Improve Operational Efficiencies -......

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• Asia
• North America
• Oceania
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Total Client Onboarding From Risk Tolerance to Investment Policy Statement (IPS), it is a Total Onboarding Platform. It is also a powerful Client Communications Platform during market turmoil. Inspired by Dr. Andrew Lo from MIT and his Adaptive Markets Theory, we are the first company to combine behavioral finance with analytics to......

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• North America

Financial regulators, law enforcement and banks struggle to detect ever more sophisticated criminal schemes in a more fast-paced world. More data is being generated leaving traces of activity, but current methods for filtering signal from noise are insufficient. Why choose between increasing the efficiency and increasing the effectiveness of your AML......

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• Asia
• North America
• Western Europe

Stochastic simulations: we generate and provide you with simulation sets on a wide range of asset classes. You can use this data as part of our simulators, or to feed your own tools. Strategic Allocation: we diagnose, study and optimize your asset allocation, with a view to increasing your portfolio's chances......

As regulations and client expectations intensify, advisors must deliver more value more efficiently than ever before. Our financial planning solutions––backed by Morningstar’s extensive data and research––connect goal setting, risk assessment, and investment planning to help your clients reach their goals. Flexible ways to grow your business Our tools can integrate into your current......

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• Asia
• North America
• Oceania
• Western Europe

FlexFutures is our flagship order and execution management platform for buy-side institutions trading across global futures markets. FlexFutures provides an unparalleled combination of highly configurable user interfaces (UIs), advanced performance, single- and multi-leg execution capabilities and support for customizable workflows....

Ad hoc Surveillance Access traditional and alternative news and monitor all your listed stocks at a glance. Early Detection Detect unusual stock-specific sentiment and attention changes and make use of our extensive taxonomy of 9,000 events to identify early risk indicators. Peer Group Analysis Identify outliers within the same industry or sector with our powerful......

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• Asia
• North America
• Oceania
• Western Europe

Our Bionic Approach Fourth Line developed a rigorous 100-point compliance check in conjunction with Mills Oakley lawyers which covers… Demonstrate how much you act in your client's best intrest Bionic RegTech augmented by human oversight Deep insight into the risk in your advice process Data-driven advice ananlytics and benchmarking Pre-advice review Verify the quality and content of......

Exabeam Fusion XDR is a cloud-delivered solution that enables you to: Leverage turnkey threat detection, investigation, and response Detect threats missed by other tools, using market-leading behavior analytics Achieve successful SecOps outcomes with prescriptive, threat-centric use case packages Enhance productivity and reduce response times with automation Flexible integration to augment your security stack Free yourself from......

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• Asia
• Central America
• Middle East
• North America
• Oceania
• Western Europe

Streamline customer onboarding with a comprehensive view and perform multiple checks, including identity, biometrics, AML screening, and more with KYC Hub's Global KYC solution. Stay updated on customer status with real-time alerts from our proprietary Smart Data Hub scanning millions of sources. Make remediations smarter with Global KYC. Our solution combines......

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• Asia
• North America
• Western Europe

This innovative solution optimizes and simulates investment proposals aligned with clients' financial goals and liabilities. GBWM identifies preferences, develops tailored strategies, tracks progress, automates portfolio construction, and employs diverse optimization approaches. Utilize our simulation and aggregation engine for a comprehensive or individual view on client investments, as a standalone or......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Monitoring financial crime is fundamental for the prevention of money laundering and international terrorism. GRACE AML automates client monitoring against worldwide sanctions to generate risk profiles. It meets customer due diligence rules, expectations of monitoring beneficial ownership in sanctioned entities, adverse media and identifies and reports suspicious transaction patterns. The GRACE platform......

relevant regions

• North America
• Western Europe

GRACE Enterprise GRC offers a simple way to implement enterprise wide governance, risk and compliance management process that includes setting up policies and procedures, managing attestations, conduct risk assessments, monitor compliance processes, set up and monitor internal controls, conduct audits, record and manage loss events, report and monitor KRIs, manage......

relevant regions

• North America
• Western Europe

GRACE broker-dealer helps examine and audit multiple branches and registered representatives to their adherence to regulations, identify conflicts of interest, and any risks to their clients. It helps monitor outside activities of representatives from public information sources. Findings from examinations can identify risks across these and manage their mitigation The GRACE......

relevant regions

• North America

GDPR, California Consumer Privacy Act, Canadian Privacy Act PiPEDA and other worldwide privacy laws that are being released, mandate organizations have stringent security over client information whether being managed internally or by vendors. Keep track of data inventory and the protection in place for them, client consent to the use of......

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• North America
• Western Europe

GRACE Vendor risk helps manage information on all third party / vendors, their locations, SLAs and conduct due diligence on their processes. Periodic / continuous monitoring of vendor’s data management processes, business continuity, security management and compliance to regulatory expectations are necessary to identify risk trends and take corrective action The......

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• North America
• Western Europe

Health Check is a cloud-based platform designed to help regulated businesses (and their professional advisers) to assess the design and operational effectiveness of compliance programs, by mapping policies/procedures to compliance obligations; performing control testing; documenting key observations/recommendations in reports and using data analytics to derive actionable business intelligence on compliance......

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• Asia
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• Eastern Europe
• Middle East
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• Oceania
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• Western Europe

Built by industry experts who wanted a better way to work HighBond streamlines collaboration across organizations, automates repetitive tasks, and delivers best practices in a seamless, award-winning interface—all powered by ACL Robotics and Rsam technology. One intuitive and accessible platform that delivers: Dynamic, automated workflows Data consolidation Domain expertise and guidance Global scale An unparalleled customer community Explore......

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• Asia
• Middle East
• North America
• Oceania
• Western Europe

Get fast, efficient, automated tax-aware rebalancing for household accounts Most advisors agree that rebalancing investment accounts is the best way to enhance returns while keeping portfolios on target to achieve long-term goals. But rebalancing household accounts has traditionally been labor intensive and time consuming process, creating a barrier to rebalancing in......

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• North America
• Western Europe

Your customers are using more channels and demanding more services while criminals are evolving and seeking to exploit your weakest link. At the same time, regulators are increasing their focus on cybersecurity, as well as fraud operations models. These constantly evolving market trends require you to adapt and respond quickly......

The NBP Index family is composed of a universe of bonds registered in the Norwegian CSD (VPS), issued by Norwegian and foreign domiciled issuers. The indices are created to offer fixed-income investors with independent benchmarks to evaluate the performance of their portfolios.  ​The index family is constructed to meet the different......

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• Western Europe

Fundata Canada captures 99.9% of the current Prospectus Risk Ratings for the more than 21,000 prospectus-issuing mutual funds in Canada. According to recommendations by the Investment Funds Institute of Canada, standard deviation is the most widely understood measure of portfolio risk, and should be related to the Prospectus Risk ranking assigned......

Enabling Provision of Client Clearing Solutions InterLINK is an innovative solution enabling clearing members to build and expand regional specific multi asset class client clearing solutions across world wide clearing houses. As market focus shifts from global to regional, InterLINK facilitates flexibility and scalability whilst providing robust regulatory compliant risk management and......

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• Asia
• Western Europe

Performance & Attribution Developed by experts in the field to provide precision and economically meaningful analytics. Compare fund and benchmark data Ensure accurate performance Deploy Brinson (BHB, BF or Advanced) attribution analysis Analyze any investment strategy with the universal asset coverage Ex-Post Return & Risk Analytics Perform ex-post return and risk characteristics analysis for any given stream of returns. Measure a strategy's alpha Calculate Modern Portfolio Theory......

Moody's Analytics investment product design solution delivers a product risk and suitability framework that allows product providers, distributors, and advisers to develop investment propositions aligned with stringent regulations and configured to business needs. There is increasing pressure from regulators to ensure that retail investment solutions are suitable for customers' risk profiles......

Macro Economic Analysis Global macroeconomic trends form the underlying basis behind portfolio construction. Understanding where the world and constituent countries are in terms of GDP and inflation will reveal positioning in the business cycle, and which factors to keep an eye out for. Tactical Asset Allocation There are a number of complexities involved......

relevant regions

• Oceania

Key features and uses: Offers a portfolio loss protection methodology that can be overlaid on any investment strategy Hyper-personalised portfolio construction and rebalancing engine for a Robo Advisor platform Determine security weights for a user-defined investment universe Construct sub-portfolios that complement core investment strategies Construct an intelligent, customised investment benchmark. For index-tracking or direct indexing For construction......

relevant regions

• Africa
• Asia
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Exerting control over critical IT risk A key requirement for a well-managed organisation is that it has a mechanism for proactively identifying and evaluating risks. Typically this would sit in the first line of defence and include the population and maintenance of risk registers and a governance structure for discussing risk,......

KYC Data equips compliance teams with the most effective tool to protect their business against financial crime and money laundering: unmatched real-time registry access and highest-quality data from authoritative sources, all leveraged through automation. Real-time registry access Discover the most powerful and comprehensive real-time registry connector in the market. Access official company registries in 125 countries......

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• Asia
• Western Europe

It focuses on streamlining and automating the back-office of any due diligence process. You can define and manage all regulatory and policy requirements whilst automating and managing the entire process from onboarding relationship management all throughout the automation of ongoing aspects of KYC. KYCP takes the guesswork and fragmented task delegation......

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• Africa
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

KYC Review keeps customer records truly up to date through automated reviews, continuous KYC and smart monitoring. Let our system ensure the client information you have on file is always accurate, so you don’t have to. Automated case reviews Achieve perpetual compliance with anti-money laundering (AML) regulations across multiple jurisdictions. Let our system refresh all......

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• Asia
• Western Europe

KYCsphere is an innovative Software-as-a-Service (SaaS) application deployed on the secure Microsoft® Azure™ cloud Platform as a Service (PaaS) and automates the complete KYC life-cycle through a suite of tools. By operating at the intersection of cutting edge SaaS Technology and the much needed KYC Compliance, it addresses important needs of the financial and the service sectors around the......

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• Asia

The KYC Spider Toolbox is an intelligent compliance tech platform for simple and secure personal and corporate checks as well as for risk assessment and risk categorisation of your existing business partners. The Toolbox gives you access to all the functions you need for your end-to-end compliance process. As comprehensive as......

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• Western Europe

KYC Workspace digitises, centralises and streamlines all the steps in the AML and KYC process, moving compliance to the Cloud once and for all. Compliance platform Transform your compliance department into a digital-first function, able to scale at the pace of your business and expand globally. Team members get access to one digital workspace......

relevant regions

• Asia
• Western Europe

As one of the first entrants into the managed account market in the United States, SoftPak has unparalleled depth and breadth of experience in implementing managed account solutions across a range of different business models. In partnership with Northfield Information Services, SoftPak has developed a highly scalable wealth management technology......

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• North America
• Western Europe

We help financial institutions place risk management at the heart of their investment, manufacturing and distribution processes. From market data consolidation to portfolio optimisation, our plug & play APIs enhance pre-trade compliance, decision making and communication to end investors. Our web services are fast, scalable, and deployed on-premise or in the cloud. They......

relevant regions

• Western Europe

Proper AML monitoring presents a significant challenge for any financial institution. The task becomes even more complex when dealing with digital assets and adhering to Swiss and European AML regulations. To avoid being overwhelmed by daily routines while still accurately identifying risks, we've dedicated a year of our team's effort......

relevant regions

• Eastern Europe
• Western Europe

Factors help tell your unique story Markets Analyzer, part of the Style Analytics solution, provides critical market context to the performance of any equity portfolio. With Style Skyline™, you can quickly visualize factor exposures of the equity markets. Our managed service compiles a custom factor analysis monthly report just for you.......

relevant regions

• North America
• Western Europe

Financial Services firms are operating in an environment of evolving regulatory requirements, and risk significant penalties and reputational damages if their policies and procedures fail to keep pace. Firms need solid regulatory governance to assure ongoing monitoring of policies and procedures leading to efficient and effective compliance across the organization. Our......

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• Asia
• North America
• Western Europe

Management of third parties and their inherent risk has become an increasingly important and complex activity. Studies have shown that share price can be negatively impacted by up to 2.5% when a company’s vendor is prosecuted by an enforcement authority.  Most companies perform due diligence before contracting with a service provider. But......

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• Asia
• North America
• Western Europe

Risk becomes especially sensitive when it originates from within the core trading operations of the firm, that very place from which your reputation and your bottom line is built. Address deal review management, MAR and trade compliance with the comprehensive tools in our KYT suite. Trade surveillance Tracks firm/client and employee trading......

relevant regions

• Asia
• North America
• Western Europe

Firms are trading ever larger derivatives volumes as they address new market demands and incorporate financial innovations. The total cost of trading is also increasing driven by larger trading volumes and, in addition to existing XVA spread and margin requirements, new complex regulations such as Basel III’s FRTB and SA-CCR.......

relevant regions

• Asia
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Effective model risk management is more critical than ever. Increasing, evolving AML regulations are the norm and upcoming changes such as Rule 504 regulations and other updates will only add to the challenge. Validation can be cost-prohibitive, time consuming, difficult to benchmark—and after all that, still fail to address the......

Interactive video learning experiences for clients Covers topics identified as higher risk by the regulator and PI insurers Produces reports evidencing clients' engagement and understanding Better informed clients Our interactive and impartial video experiences break down topics so your clients can learn at a pace to suit them and underscore your client centric approach and brand......

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• Western Europe

MoneyWare Portfolio Risk & Performance Analytics solution is a comprehensive suite offering powerful analytics allowing clients to quantify, manage and monitor risk on the fly. Our offerings provide unparalleled access to the broad range of sophisticated tools required by todays investment professionals....

Securing businesses In today’s world, businesses need to find a balance amongst effective governance, risk management options, and industry compliance standards. Mphasis helps businesses overcome these challenges and provides solutions that identify and effectively manage risks and compliance violations. Mphasis governance solutions New product approval Mphasis provides services (consulting, technology, and process outsourcing) around the......

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• Africa
• Asia
• Eastern Europe
• North America
• Oceania
• Western Europe

Bloomberg’s Multi-Asset Risk System (MARS) is a comprehensive suite of risk management tools that delivers consistent, consolidated results across your entire firm. Powered by Bloomberg’s world-class pricing library, market data and mortgage cash flow engine, MARS enables front office, risk and collateral professionals to analyze their trading and investment portfolios,......

Nipper quickly identifies undiscovered vulnerabilities in firewalls, switches and routers, automatically prioritizing risks to your organization. Our virtual modeling reduces false positives and identifies exact fixes to help you stay secure and compliant. Our software helps you accurately identify risks in your network infrastructure and provides precise remediation, including command line......

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• North America
• Western Europe

Today, financial services organizations are pursuing a strategy that provides greater links between risk and performance. They are being challenged to develop better risk management indicators, more integrated risk management, and to embed risk in the front office. They need to improve all three lines of defense to manage operational......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

With a customizable infrastructure at its core, Oneview Risk provides real-time, pre-and post-trade Market Risk analytics—at both the desk and enterprise level. Oneview Market Risk supports enterprise risk management with a full suite of real-time, pre-and post-trade market risk analytics. Slice and dice capabilities and ‘what-if’ scenario analysis, along with all......

Comprehensive Risk Analysis Uncover your client’s unique risk capacity and tolerance preferences. Easily demonstrate how you can provide matched investment recommendations that are perfectly aligned with their investment goals. OnPointe Risk Analyzer’s robust risk-engine simplifies measuring and communicating both personal and portfolio investment risk. It’s simple! Clients complete the risk questionnaire. You show......

PATRONAS OPUS is a modular and fully integratable solution – it can be deployed across various asset classes and an international market environment. The solution enables you to successfully control and manage your entire investment process in equities, derivatives, FI, FX, commodities and money markets. ​The modular concept allows you to......

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• North America

Solid, market proven, stress-tested, industry grade software with real open architecture that allows you to realize your vision without additional development. We are different from the incumbent legacy technologies that deliver only a restricted offering. We have the market insight and true industry understanding that is lacking in the limited toolkit......

relevant regions

• Asia
• North America
• Western Europe

Iress Order System (IOS+) is a complete trading and risk management software solution for global markets. Offering extended order routing, risk management capability and global market connectivity via FIX, direct access and Iress networks, it is the better way to trade across global markets....

relevant regions

• Africa
• Asia
• North America
• Oceania
• Western Europe

Kidbrooke’s Economic Scenario Generator is an API that enables a spectrum of firms to model possible future states of the global economy and capital markets to drive a wide range of portfolio and risk management decisions. Our combined expertise in risk and technology has allowed us to develop a world-class......

relevant regions

• Eastern Europe
• Western Europe

The Overstone Risk Rating powers all our products and services. We derive it from two score types: Art Risk Monitor™ predicts liquidity, market depth and confidence of estimate in current conditions. Qualitative Risk Monitor™ scores the potential future risks of an artwork by looking at the likelihood of Authenticity challenge and Condition......

What are the immediate and lasting benefits for your company and your teams upon integrating our software? Spend less time consolidating data, focus on analysis and build dynamic reports Manage all types of risk in one place, unifying processes at an enterprise level Map, plan, execute, monitor and evaluate audit and control missions......

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• Western Europe

Risk management. Redefined Panoptic Software formulates intelligent solutions to complex problems of risk management and corporate governance. The business synthesises the intellectual power of leading financial crime prevention and compliance expertise with outstanding software development skills, resulting in world class products which drive efficiency and enable optimal compliance.   ...

The more information you obtain, the better-informed decisions you make. Paragon RM & Analysis is a solution specifically designed for the buy-side sector, that can help you incorporate risk analysis into your performance reporting, and be able to provide a comprehensive view of investments. Key features: Investment technology for multi-asset class......

relevant regions

• North America
• Western Europe

Stay on top of material changes on your shelf with custom monitoring and alerts that give you the information you need, when you need it. ShelfMonitor scans investment products for changes such as sales and fees, management information, product suitability and risk. Identify material change as soon as it happens Filter and......

relevant regions

• North America

PI-X™ is our brand new volatility risk forecasting analytics providing advance warning of downside market risk. Based on the flagship ALDX PI™ analytics, PI-X™ incorporates directional volatility forecasting providing end users with complete portfolio hedging solutions. PI-X™ is especially relevant for protection against (major) downside market risk. Using put option trading......

What we do PlanTools is a cloud based Software as a Service company specializing in custom built and retail web-based solutions that primarily services the financial services market. FRA is the consulting arm. Mission To build a best-in-class integrated technology platform of multiple plan metrics that supports advisors, plans sponsors and individual participants. Independence We......

Your client dashboard Add your clients and email the questionnaire to be completed online or on paper. Assess your clients’ risk profile Our simple yet insightful questionnaire helps you understand your clients. It is driven by academic research and compliance guidelines. Insightful reporting Get a personalized and comprehensive risk profile report for our client. Clear......

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• Asia
• North America
• Oceania
• Western Europe

PortfolioAid360° is accessible to all compliance stakeholders including compliance officers, branch managers, investment advisors, and administrative staff. As compliance is a shared responsibility, greater access, insight, and effective collaboration tools offer tremendous competitive advantages. Major benefits of PortfolioAid360°: Uniform security risk rating strategy Enable alerts and exception reporting Deploy an inquiry workflow dashboard Provide advisor......

relevant regions

• North America

Portfolio Analyzer, part of the Style Analytics solution, provides powerful analytics on your portfolio’s factor exposures, performance attribution and risk. Its intuitive visualizations bring your factor analysis to life through our industry-leading Style Skyline™. Additional modules unpack the “how” and “why” of exposure shifts and simulate rebalancing choices. Uncover your......

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• North America
• Western Europe

Expert Designed & Custom Stress Tests Relate every risk discussion to client’s specific situation & keep them engaged Risk Tolerance & Risk Capacity Go beyond risk tolerance questionnaires and assign Monte Carlo simulation risk capacity score to demonstrate deeper knowledge of your client Reverse Stress Testing Analyze different ways that portfolio can suffer losses to......

We help financial institutions place risk management at the heart of their investment, manufacturing and distribution processes. From market data consolidation to portfolio optimisation, our plug & play APIs enhance pre-trade compliance, decision making and communication to end investors. Our web services are fast, scalable, and deployed on-premise or in......

relevant regions

• Western Europe

We help financial institutions place risk management at the heart of their investment, manufacturing and distribution processes. From market data consolidation to portfolio optimisation, our plug & play APIs enhance pre-trade compliance, decision making and communication to end investors. Our web services are fast, scalable, and deployed on-premise or in......

relevant regions

• Western Europe

We help financial institutions place risk management at the heart of their investment, manufacturing and distribution processes. From market data consolidation to portfolio optimisation, our plug & play APIs enhance pre-trade compliance, decision making and communication to end investors. Our web services are fast, scalable, and deployed on-premise or in......

relevant regions

• Western Europe

Measure performance, risk, style, and characteristics for multiple portfolios, and asset classes with best-in-class, flexible reports and charts. With faster reporting and automated calculations, go from data to decision first. FactSet’s full range of risk analytics combines all the data and flexibility you need to examine your portfolio across asset......

relevant regions

• Asia
• North America
• Oceania
• South America
• Western Europe

Portfolio Risk Analytics allows wealth managers, advisers and retail product providers to create forward-looking risk analyses for multi-asset investment portfolios. Developed to support a wide range of business applications, Portfolio Risk Analytics is a flexible cloud-based financial projection solution hosted by Microsoft Azure, and powered by Moody’s Analytics award winning......

About Portfolio Visualizer Portfolio Visualizer is an online software platform for portfolio and investment analytics. Our product agnostic platform and quantitative tools help you make informed decisions when comparing and analyzing investment products and portfolios. Our platform lets you easily: Model and analyze the performance of different asset allocations and portfolios based......

Not Excel-ling? Automated portfolio reporting PortX provides automated reporting functions with all required monthly returns, holdings analysis and commentaries no matter the volume. Need efficient regulatory control? Comprehensive regulatory control PortX gives users the control needed for regulatory compliance and efficiently consolidates all data to ensure all guidelines of major regulatory bodies are met. Need......

relevant regions

• Asia

In order to fully utilise available funds and maximize investment opportunities, institutions need an efficient and accurate method of calculating their intra-day cash positions and projected balances. Cash flows result from a multitude of sources, spanning many business lines, such as treasury, securities and payments, and nowadays the trend to consolidate......

Transaction screening & wallet monitoring Prevent fraud and comply with AML, KYC and CFT regulations using our behavior-based transaction monitoring and risk reporting solution. Easily identify suspicious transactions beyond the blacklists and respond immediately Crypto crime investigation Successfully visualize, investigate and identify the criminals behind illicit behaviour on the blockchain using our powerful......

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• Asia

PredictR is a modular set of industrialised software components to manage and forecast credit risk requirements. The PredictR toolkit enables high speed and accurate regulatory compliance optimising operational performance whilst delivering additional business value. Including a Basel Calculation Engine, Credit Risk Forecaster, and expert credit and financial risk consultancy provided by......

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• Africa
• Middle East
• Western Europe

The Nordic bond market share commonalities with other bond markets that securities are traded on an infrequent basis. Except for a few moderately traded sectors, a clear and indisputable market price can thus seldom be easily obtained.  Valuations are mainly estimated based on broker quotes and indications, and in addition, several......

relevant regions

• Western Europe

Prism StratiFi's PRISM risk technology uses proprietary algorithms to analyze thousands of securities to quantify a portfolio’s volatility, correlation, tail and concentrated stock risk into an easily understood score. We provide actionable insights so advisors can mitigate risk and better help clients. ...

relevant regions

• North America

Quantax for account, investment management and risk management Quantax is a solution developed in Switzerland for accounting in interbank trading and for investment management. The management and measurement of accounting items is performed in real time, as are risk analyses. Thanks to Quantax, our customers meet the risk management requirements of......

relevant regions

• Western Europe

The AlgoDynamix RAP Platform™ provides hours or days advance warning of major downside events. This platform requires no configuration or API integration making this solution exceptionally quick to deploy across smaller organisations including family offices and smaller hedge funds. The AlgoDynamix RAP Platform™ is available online via our self-service online......

Grow your clients wealth by providing them with access to direct commercial real estate investments on a risk first basis. Leverage the power of Allocation Intelligence and proprietary industry-first matching algorithms. How it works 1. Individualized risk assessment Quickly create customized risk-based allocation models for all of your clients with our simple, white-label assessment......

relevant regions

• North America

Increase scalability and efficiency, while you navigate and comply with complicated global regulatory mandates. Proven and trusted - regulatory reporting As the demand for regulatory transparency increases, a scalable and automated reporting solution with extended asset class coverage is necessary to ensure consistent oversight of risk and the ability to quickly respond to......

relevant regions

• Asia
• North America
• Oceania
• Western Europe

Understanding interconnections between the people and/or business entities within a transaction can enable your business to identify coordinated origination fraud schemes. LexisNexis Relationship Identifier delivers specific intelligence about the relationships between people and businesses to help defend your business from fraud. Mitigate collusion attempts with magnified relationship perspective Relationship Identifier creates an easy and......

The Revelock Fraud Detection & Response Platform enables customers to implement Revelock active Defense and Revelock Pre-emptive Defense. By stopping active threats like malware and phishing along with bad actors already operating inside your organization, Revelock protects users and ensures operations teams are not overwhelmed with alerts. These defensive capabilities......

relevant regions

• Central America
• North America
• Western Europe

Compliance Program Management Establish and scale your compliance program. The comprehensive compliance program management technology provides critical functionality for day-to-day and strategic compliance activities, including registration tracking, compliance activity logging, and risk assessment. Private Fund Adviser Compliance Software and Services Access a customized version of the platform designed exclusively for private fund advisers.......

relevant regions

• North America

Integrated risk solution Risk is an integral part of generating returns. Managing and reporting your portfolio risk is critical to ensuring client and regulatory confidence in your investment strategy and internal risk management process. To successfully achieve this, risk needs to be assessed consistently and comparably by both the front and middle......

relevant regions

• Africa
• Asia
• North America
• Oceania
• Western Europe

The Risk Number turns your website into a client acquisition machine Something incredible happens when you use the Risk Number to prove that you can correct a misaligned portfolio. Apply powerful risk analytics to quickly assess the Risk Number of a prospect’s outside holdings and watch ACAT forms get signed faster......

relevant regions

• North America

SoftPak Risk Analytics gives you unprecedented flexibility to analyze portfolios against any structured risk model you choose. We’ve also designed it to be lightning fast. This invaluable utility gives you accurate results within seconds. SoftPak Risk Analytics is used to calculate the risk characteristics of a portfolio against any benchmark......

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• North America
• Western Europe

The analysis is possible for an individual client portfolio, the client book of an advisor, the client portfolio of an entire team and every organizational unit (market, country, region etc.). The dashboard view can be personalized based on roles and authorization level. The Risk Analytics Dashboard makes bank-wide exposure management a......

relevant regions

• Asia
• Middle East
• Western Europe

Financial crime risk Discover the tools, processes and data that can help you avoid the associated reputational and financial damage.  Enhanced due diligence Get detailed integrity and advanced background checks on any entity or individual - wherever their location. Digital identity Access a powerful combination of digital identity verification, document proofing, and risk screening solutions. ...

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

The Risk Assessment Platform makes reporting and benchmarking easier by identifying and understanding what risks to assess. With a highly configurable risk assessment framework based on industry standards, flexible risk methodology and structured workflow, businesses can demonstrate sound risk management practices to regulators. ...

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

RiskAvert is the modern risk management solution that allows financial institutions to gather and reconcile data, calculate, aggregate and report regulatory credit, market, operational and concentration risk in a natively integrated, yet modular environment. It covers all approaches for operational, market and credit risk calculation allowing the bank to evolve from......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

Generate a risk level for each client Enhance your existing KYC process to generate a risk level for each client. Configure review to align with enterprise risk appetite and regulatory requirements Configure user-interface to align with company policies and risk appetite....

relevant regions

• Western Europe

Expectations are rising, budgets are under pressure and the battle for talent is intense. No wonder so many financial firms are looking for new, better ways to deal with risk. We use process re-engineering and automation to transform the way you manage risk. With our unique mind+machine approach and state-of-the-art tools, we......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

Don’t wait for the regulators to find deficiencies in your risk disclosures. Be proactive by contacting us today. Fundata’s team of analysts has developed a suite of reliable metrics to assist our clients in measuring risk. Fundata collects and tracks the following: Prospectus risk Collected directly from the prospectuses of all Canadian......

Global enforcement database At the heart of the Corlytics solution is a dataset that aggregates and standardises regulatory enforcement. We capture over 100 data-points. Each case is reviewed by specialist lawyers who annotate the case providing metadata and insight. Our risk intelligence covers individuals as well as firms. We track enforcement trends......

Risk Limits is a solution that helps you prove to existing clients and regulators that risk is actively managed and quantified on a daily basis, hence your company follows best practices on risk monitoring and active risk minimization process is followed, in order to achieve highest possible returns. Key features: Daily......

relevant regions

• North America
• Western Europe

The implementation of new regulations including MiFID II, Solvency ll and  IFRS13 changes the way almost all products are priced, traded and reported. This complex financial environment requires more comprehensive, more accurate and more transparent risk management. There is growing demand for solutions that provide a holistic picture of risk across multiple-asset classes. Quantifi provides a consistent view of......

Wilshire Compass’ risk summary report Incorporating the current strategic asset allocation and the existing portfolio of managers, Wilshire Compass will generate meaningful analysis measuring risk and correlations over a selected historical time period. Detailed charts and graphs will examine the risk of the strategic asset allocation, the contribution to risk by......

relevant regions

• Asia
• North America
• Western Europe

A web-based platform used by relationship managers and investment advisors in their planning processes to help them assess portfolio risk, construct asset allocation policy and create comprehensive client proposals. The highly configurable SaaS platform incorporate robust analytics, high-quality market data, back-tested models and transparent methodologies to provide a feature-rich environment for advisors......

AxiomSL, a global leader in regulatory compliance and risk management solutions for over 20 years, is distinguished for its data-driven platform, which stores and integrates final and intermediate results with source data, enabling unrivaled transparency and drill down capabilities. Clients are one click away from viewing “How was this number......

Designed by financial advisors. Built by econometricians Perpetual suitability RiskPro is built to reverse the cycle of investor emotion and restore confidence and accountability in the investment decision-making process. The best rely on RiskPro We are a trusted financial technology partner for some of the biggest names in the wealth management industry. What you can......

relevant regions

• North America

Wilshire Compass Acuity assists asset owners seeking to gain a better understanding of the sources of risk in their investment portfolio. Incorporating the current strategic asset allocation and the existing portfolio of managers, Wilshire Compass Acuity delivers meaningful analysis measuring risk and correlations on an ex-ante (forward-looking) and ex-post (historical) basis. Detailed......

relevant regions

• Asia
• North America
• Western Europe

RiskScreen is an advanced KYC due-diligence screening tool which is cost-effective and easy to use. RiskScreen searches a continually updated database of the world’s leading sanctions regimes, over a million PEPs, and hundreds of thousands of individuals on government watch lists....

Compatible with all in-house databases, this all-in-one analytical platform delivers sophisticated risk and portfolio management solutions to a broad category of hedge fund investors - from family offices to investment banks. Risk management software: benefits and features Covering all stages of a sophisticated investment process with the strong focus on alternative investments,......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

The SAI360 platform provides: Continuous monitoring of regulatory change through actionable workflows Better grip on policy management, fraud, anti-bribery and corruption Embedded risk management that’s easy to implement throughout Actionable insights that come with real-time, drillable dashboards Easier reporting to senior leadership, regulators and always audit-ready Engaged training that meets regulatory obligations and increases compliance ...

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

The Sanctioned Securities Monitoring Service from SIX brings together a wealth of securities information, plus analysis of sanctioned entities and sanctions regimes for pre- and post-trade screening. In addition to a daily scrubbed list of tainted entities, SIX experts detail changes to corporate structures and other events that may bring......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Why choose SAS® for banking analytics? Banking as we know it is disappearing, and the entire financial ecosystem is undergoing radical change. Digitalization, fintech, regtech, open banking, data privacy and regulatory compliance technologies are all playing a part. SAS believes that surviving banks will be hyperintelligent, AI-driven organizations that can provide......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Scenario analysis: Stress testing: This module offers the capability for advisors to assess the impact that potential stress scenarios may bring to client portfolios.  Predictive and historical scenario analysis: These can be based on historical events or forward-looking (predictive) ones, which can incorporate expert views based on current financial information. Risk Analytics: Dynamic risk......

We help financial institutions place risk management at the heart of their investment, manufacturing and distribution processes. From market data consolidation to portfolio optimisation, our plug & play APIs enhance pre-trade compliance, decision making and communication to end investors. Our web services are fast, scalable, and deployed on-premise or in......

relevant regions

• Western Europe

Advanced algorithms to reduce false positives SD2.0 uses the latest screening technology and sophisticated algorithms to reduce false positives while detecting real and relevant matches. Having fewer false positives lets you focus on the most important cases and reduce unnecessary, repetitive tasks. Instantly test and improve screening processes with the new Sandbox......

relevant regions

• Western Europe

SecureMySocial protects businesses from the potentially catastrophic consequences of problematic material posted to social media. SecureMySocial provides real-time warnings to employees if they or their contacts post such items on social media sites such as Facebook and Twitter. SecureMySocial's facilitation of quick removal both contains damage and helps shield a firm......

How do you secure your confidential information from falling into malicious hands? How do you make sure secret content stays secret when being shared with authorized third parties? How do you send your clients confidential information with maximum security at minimum cost? The solution is an electronic safe, providing you a virtual secured......

relevant regions

• Western Europe

Powerful safeguard for your business A “no risk no fun” mentality in the financial industry is neither necessary nor particularly promising in our view. Of course, various constellations of risks come into play depending on the investment strategy, because there is no such thing like a consistently risk-free investment on the......

relevant regions

• Western Europe

Stay on top of material changes on your shelf with custom monitoring and alerts that give you the information you need, when you need it. ShelfMonitor scans investment products for changes such as sales and fees, management information, product suitability and risk. Identify material change as soon as it happens Filter and......

relevant regions

• North America

Organizations need a holistic approach to fraud and risk management that not only provides the flexibility necessary to integrate various data feeds, but also enables detailed analysis, incorporates advanced machine learning, has a rich workbench to analyze results, and is customizable to changing business needs. Simility’s Adaptive Decisioning Platform empowers......

relevant regions

• Asia
• North America
• South America
• Western Europe

Our compliance and customer due diligence solutions, based on the award-winning technologies of the Siron BI tool from FICO Tonbeller, helpfully comply with intensified regulations and to deploy a truly risk-based approach to customer risk management....

SLIB Risk Suite tools perform the role of a central risk hub, concentrating flows, standardising best-practice, and aggregating and/or offsetting client risk across markets. Our tools measure and monitor risk exposure in near real-time, on any client account, including segregated and omnibus accounts, and internal clients. SLIB focuses on counterparty risk in......

relevant regions

• Eastern Europe
• Western Europe

SmartRisk is the best solution for advisors to properly align their client’s risk tolerance with the actual risk in their portfolio. We believe a solid risk discussion is the central element of behavioral coaching, which multiple studies have quantified as delivering advisor alpha upwards of 1.5% annually. SmartRisk technology utilizes heavy-tailed risk models......

Sphonic’s Case Management System is the best way to visualise trends, anti-fraud data, risk management, and AML processes. It’s the visual console of Sphonic’s Workflow Manager and the control centre for your fraud and risk teams. Say goodbye to tedious case lists Sphonic’s Case Management System is built on top of Workflow......

relevant regions

• Western Europe

Build a complete digital picture Say hello to genuine customers New regulations and the digitization of financial processes make it challenging to verify that clients are whom they say they are. Our Workflow Manager helps compliance teams build a complete digital picture of each customer and fast-track customer onboarding in a matter of......

relevant regions

• Western Europe

Any channel, anywhere~ Supervise every channel, as standard The smarter way to monitor communications and mitigate risk. Vital evidence and insights are missed from monitoring phone calls, emails and chats separately. Detect signs of market abuse or misconduct by combining your voice and electronic communications surveillance to clearly track and monitor your workforce’......

relevant regions

• Asia
• North America
• Western Europe

Synaptic Modeller forms part of the Synaptic Research Suite for professional advisers, assisting in financial planning, risk analysis and reporting. Any advisory firm looking to control risk within their investment recommendation processes should consider the several key differentiators that are offered within this module: Contains Moody’s Analytics stochastic engine –projects multiple investment......

relevant regions

• Western Europe

You can use the Synaptic Risk Ratings to meet FCA requirements around risk and present to clients using attractive and comprehensive risk metrics. The Synaptic Risk table What does it include? ATRQ – The industry’s most widely used Attitude to Risk Questionnaire Risk ratings table – a comprehensive table of the providers’ funds and portfolios represented......

relevant regions

• Western Europe

Optimal decisions every time Your most precious resource is your time. Top investment advisors with growing practice need effective and efficient ways to help their clients and differentiate their values. With Optimizer, items on your agenda that usually take days can now be done in minutes. Your prospects and clients will see......

relevant regions

• North America

Challenge Compliance has emerged as the main focus area for financial firms, and any lapses are severely penalized. Regulators expect financial firms to efficiently manage risk and demonstrate that they have the systems, processes, and controls in place to do so. However, financial firms struggle with siloed systems, disjointed workflows, and frequent human......

relevant regions

• Asia
• North America
• Oceania
• Western Europe

Challenge Financial institutions are no strangers to money laundering, fraud, and other financial crimes. However, the frequency and severity of such crimes have been on the rise, posing a significant challenge to banks and financial services firms. The COVID-19 crisis has magnified the problem for financial institutions, which were already struggling......

relevant regions

• Asia
• North America
• Oceania
• Western Europe

Network - see how your risks and controls compare with your peers Acin has collaborated with leading financial institutions to build the defining operational risk controls data network. Built for financial institutions and backed by Fitch. By applying standard data protocols, we have created a common language to deliver unique risk......

relevant regions

• North America
• Western Europe

To solve the problem, the Egress platform thinks differently, putting the user in the centre of a suite of privacy and risk management tools driven by intelligent, self-learning software. A data privacy and risk management platform Egress helps users manage risk by enabling them to identify sensitive data wherever it resides on networks, cloud storage......

relevant regions

• North America
• Western Europe

It has been designed by compliance experts at Newgate specifically as a compliance product and solution to simplify the implementation of your compliance procedures within your firm. This system has been designed for firms within the industry and does not attempt to adapt an off-the-shelf system into a compliance product. Key......

relevant regions

• Western Europe

By knowing how comfortable a client is with investment ups and downs, advisors can help bring calm and peace of mind when risk is realized. The Morningstar Risk Ecosystem provides a world-class psychological risk tolerance tool that helps simplify processes, stay compliant, and reassure clients. How it works Accurate psychometric risk assessment Accurately......

relevant regions

• Asia
• North America
• Western Europe

How does Panaseer work? 1. The platform ingests data from any source in the cloud or on-premises, across security, IT and business domains through out-of-the-box Data Connectors.  2. It uses entity resolution to clean, normalise, aggregate, de-duplicate and correlate this data, creating a continuous feed of unified asset and controls insights across......

relevant regions

• North America
• Western Europe

Knowing your client paves the way for a long term relationship Improve conversion of your digital on-boarding processes Rejuvenate your investor base Easy. Quick. Smart. The Profiler goes beyond a standard risk profiling questionnaire. It not only looks at the classic risk-reward trade-off, but it also measures a customer’s loss aversion, as suggested by......

relevant regions

• Western Europe

TIFIN Wealth aggregates data from multiple assessments to build a broad view into a prospect or client’s wants, fears, values, and appetite for risk. Then, advisors can generate personalized proposals....

relevant regions

• North America

Before routing the orders to the stock exchange, risk management is facilitated by TradeChk which checks custodian information and limit risks. Users will also be able to download the latest information on designated/"high-risk" counters for risk checking purpose. All these features ensure a well-risk-managed trading environment furnishing real-time information on......

Get complete transparency into the trading activities of your Firm with TradeSentry. Offered as a cloud-based solution, Sentry connects directly to client trading systems, providing compliance analysts and traders with timely compliance alerts, risk management workflow tools, and post-trade compliance risk reporting. Consolidated, enterprise-wide trade capture across all asset classes with......

Napier’s Transaction Monitoring is a powerful solution that provides a systematic, intelligent review of an organisation’s transactions. It is simple to deploy and is designed to be used by non-technical business users. Built on big data architecture, it can handle 100’s of millions of transactions with ease and enables businesses to......

relevant regions

• Western Europe

Ingest client data and import reference lists Use sanction data from internal and external sources to perform real-time searches on payment or any transactional data....

relevant regions

• Western Europe

Dynamic Transaction Monitoring with machine learning TW2.0 brings you Dynamic Transaction Monitoring - a sophisticated transaction monitoring capability enhanced with machine learning and advanced analytics to identify anomalies. Complement traditional rules-based reviews of customer activity with an independent machine learning driven review of your customer’s activities. Create, update and test rules instantly......

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• Western Europe

What Makes The Universal Rebalancer Different Technology Our proprietary PairWise Swapping Algorithm is best in the class. This technique guarantees efficient and optimal rebalancing. Highly customizable through various configuration options. Households Create households with multiple taxable and non-taxable accounts. Rebalance selective accounts in a household, apply attribute restrictions on any account in a household Attributes Create......

relevant regions

• North America
• Western Europe

VANTAGE means end-to-end third-party management. From initial screenings using the world’s largest risk databases, to deeper levels of research and on-the-ground investigative work, as well as automated cloud-based compliance solutions. VANTAGE enables you to focus your efforts on mitigating risk, and facilitates the management of multiple vendors, tools and services. VANTAGE......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Monitor and mitigate third-party risk with unprecedented ease VendorInsight is the best-in-class Vendor Risk Management solution where ease of use meets advanced features such as vendor risk assessment, automated vendor monitoring, fourth-party vendor tracking, concentration risk analysis, and more. Top-tier VRM software that makes it easy to mitigate third-party risk Identify and monitor......

Banks, credit unions, insurance providers Verif-y offers a streamlined approach to regulatory and compliance requirements for a wide variety of financial institutions.  A Verif-y authenticated identity on new retail and commercial clients reduces compliance risk for know-your-business and know-your-customer requirements.  Eliminate compliance fines and speed up KYC processes by eliminating the need to store client data......

Securities firms Compliance is a particular challenge for smaller firms, such as boutique dealers and specialized portfolio managers. The VigilantCS platform enables you to focus on your core business by providing your Chief Compliance Officer or external consultants an efficient solution for the automation of routine tasks. Mid-sized wealth managers The competitive landscape and regulatory......

relevant regions

• North America

Leading you to the future of asset management Based upon a single data repository, Vision offers portfolio management, risk management and order management as well as all the administrative, audit and compliance functions required in a sophisticated asset management company, bank or family office. Engineered from the ground up to cover a......

relevant regions

• Eastern Europe
• Western Europe

WatchlistGuard - As a cloud-based service we take care of the technical elements and provide a fully customisable watchlist screening service that's ready-to-go. Our specialists will walk you through all configuration options to ensure you get the right screening for financial sanctions, politically exposed person or adverse media. WatchlistAssist - Once......

relevant regions

• Western Europe

In simpler times, watchlist screening involved little more than comparing records with names on a list. Today, it's not as simple. We provide a holistic, end-to-end approach to watchlist screening that includes not just upfront screening, but ongoing automated screening of customer records and financial transactions, along with a highly......

Bringing together the best wealth management components in the market, Wealth Hub delivers cutting-edge technology to deliver exactly what private client managers need, all in one place. Wealth Hub combines focus:wealth by Focus Solutions, BITA Wealth by BITA Risk and IMiX by Investment Software. These three technologies lead the market in client portal, risk profiling and portfolio management......

relevant regions

• Western Europe

Manage portfolios better. What is WealthXcel Construct? WealthXcel Construct is suite of portfolio management tools specifically designed to automatically monitor, adjust and model investment portfolios, whilst maintaining risk suitability against a set of constraints (model, client mandate or benchmark). Construct lets you automate the monitoring of portfolio suitability for drift and facilitates the......

relevant regions

• Western Europe

Our mission is to help older adults and their families make better financial decisions by implementing health care into wealth planning. Our cloud-based applications enable financial advisers to create and implement financial caretaking plans, monitor financial decision making concerns, estimate health care costs, and identify risks of financial fraud. Some of our......

The Windham Portfolio Advisor (WPA) is a complete portfolio optimization and risk management platform that integrates acclaimed independent research in a unified suite of applications for institutions and wealth advisors. Intuitive workflow allows you to perform complex analysis quickly and easily. Our experienced client services team provides support throughout all stages of......

relevant regions

• North America

The threats of cyber attacks are a fact of life and a fact of business - and your customers know it. Wipro’s Cyber Security and Risk Service can help you stay ahead of the threats and put your customers minds at ease. We take an integrated approach to protection that prioritizes......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

By providing customized access to comprehensive and current sanctions data, WorldCompliance Data enables your business to synchronize screening and successfully navigate continuously shifting sanctions, compliance and anti-bribery requirements. Protect your business with customized due diligence perspective and streamline transaction workflows with WorldCompliance Data....

Schwarzthal Tech is an innovative Regtech & FinTech company, creators of Wunderschild Know your network™ an AI-driven real-time platform providing graph-based financial crime intelligence. Intelligence as a Service: Complex Corporate Data (legal entities), Beneficiaries, Sanctions, Charges, Insolvencies, Peps & Adverse Media.  ...

relevant regions

• Eastern Europe
• North America
• Western Europe