Solution introduction

Software and System for Financial Services Enterprises

Compliance.ai is the only regulatory change management software that is designed to mitigate risk, reduce costs, and increase confidence in compliance status for the entire enterprise in the banking, financial services, and insurance industry

Regulatory Change Management by Compliance.ai mitigates the risk of non-compliance by automatically monitoring the regulatory environment for updates, organizing and interpreting regulatory content, ensuring change tasks are completed, and providing real-time insight on compliance status.

Regulatory intelligence
Monitor changes in the regulatory landscape with real-time dashboards that automatically collect and analyze new regulatory content from the sources and jurisdictions that matter to you.

Regulatory impact analysis
Automatically highlight differences in regulatory content across jurisdictions and document versions and identify requirements and obligations. Bring Your Own Content: Automatically map regulatory requirements to your internal controls, policies, and business processes to identify and analyze the changes needed to ensure compliance.

Manage change
Manage required changes by automatically assigning tasks to achieve compliance and mitigate risks. Monitor tasks, priorities, and workload across the organization and alert managers to overdue activities. Apply change management to regulatory changes, and use BYOC to apply consistent changes to your internal policies and procedures, while keeping your controls up to date.

Certified audit reports
Speed audit and exam preparation and improve results by using certified audit reports that automatically collect evidence of compliance as the team completes regulatory change activities.

Enforcement action alerts
Receive immediate notifications when new enforcement actions and decisions are issued. Alerts include complete information such as respondents and penalties issued by regulators.

 

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