Complii FinTech Solutions
HQ Address
Level 6 / 56 Pitt Street, Sydney, NSW 2000, Australia
Website Address
Business introduction
Australia's first fully integrated corporate & adviser management platform
Harnessing the power of technology to meet the operational needs of AFSL holders
Complii Group was established to harness the power of FinTech to meet the operational needs of Australian Financial Service Licence (AFSL) holders.
Complii’s leadership are informed by their long experience in managing AFSL related businesses, and motivated by the desire to empower a more dynamic and successful Australian financial sector.
Complii has brought together a complementary mix of financial services and FinTech development experts to develop and integrate best of breed, customisable solutions to AFSL compliance specific operational challenges.
Close collaboration with key clients ensures that the team delivers effective ways to meet real world needs that grow business opportunities, drive competitive advantages and improve customer satisfaction.
Complii FinTech Solutions Solutions
Account Fast
Ensure Account Fast ensures online client account security by automating the digital ID verification process, combining email and SMS verification for account creation and access. Enable Account Fast enables instant, automated account establishment, with smartphone input and capture of relevant client details and documents. The mobile app prompts clients to provide all required information.......
business needs
view solutionAdviser Bid
Ensure Adviser Bid provides full transparency of broker and issuer visibility and creates an AFSL mandated audit trail that minimises risks of error or deliberate non-compliance. Adviser Bid’s built-in compliance assurance is continually maintained to reflect changing rules and regulations about corporate offers and bid acceptance. Enable Adviser bid enables automatic online distribution of......
business needs
view solutionAFSL Compliance
Ensure The Compliance module ensures that AFSL holders meet all their primary obligations in relation to client service delivery and financial transaction management. Implementing the Compliance model effectively prevents accidental or deliberate breaches of AFSL obligations by individual licence holders. Transparent capture of all financial advisory and transactional dealings also ensure rapid and......
business needs
view solutionBOOM
Ensure BOOM ensures that all aspects of online administration and paraplanning are fully AFSL compliant. Effective data capture, storage and retrieval ensures more successful dispute resolution and interfaces with automated compliance modules. Enable BOOM online administration and paraplanning enables more efficient information capture and management that significantly reduces administrative costs and increases Adviser......
business needs
view solutionCaddie
Ensure Caddie ensures that AFSL holders fully and successfully meet all their obligations in relation to continuous professional development (CPD). Enable Caddie enables advisers and responsible managers to access CPD content, and to comprehensively and efficiently manage the obligations maintaining their AFSL accreditation. Empower Caddie empowers financial advisers and responsible managers to successfully maintain and......
business needs
view solutionComplaints Management
Ensure Complaints ensures full compliance with AFSL obligations around client complaint management, with automated generation of notifications and alerts for mandatory obligation deadlines. Enable Complaints enables online management of complaint resolution that saves time and provides full transparency for all involved. Empower Complaints empowers quicker and more satisfactory resolution of client complaints....
business needs
view solutionCorporate Highway
Ensure Corporate Highway ensures that deal exposure is limited to appropriate targets, with no risk of exposure to confidential client account data beyond those represented by subscribing firms. Enable Corporate Highways enables subscribed advisers to promote client deals more efficiently and success than ever before, as well as enabling time-efficient access for brokers......
business needs
view solutionFinancial Crimes
Ensure Financial Crimes ensures that AFSL holders meet all of their legal and professional obligations in relation to monitoring and mitigating the risks of financial crimes. Enable Financial Crimes enables continuous monitoring of trading activity with automated alerts to suspicious trading, as well as compliant screening of potential clients and investors. Empower Financial Crimes empowers......
business needs
view solutionMIntegrity
Empower Deep regulatory knowledge. MIntegrity only uses experienced practitioners when delivering outcomes for our clients. Our consultants have a deep understanding of the financial services regulatory landscape in Australia and globally. Ensure Extensive commercial experience. Our team members have held senior positions within regulators, compliance, risk, operational risk, legal and governance, trading and surveillance. We......
business needs
view solutionOnline Portfolio
Ensure Online Portfolio ensures the privacy of all client communications, with secure messaging to minimise the risk of fraud and up-to-date access to all relevant information and documents. Enable Online Portfolio enables all aspects of client inputs and deliverables to be managed online, from updating their profiles, to delivering Proposed Portfolio recommendations. Empower Online Portfolio......
business needs
view solutionPrimaryMarkets
Empower PrimaryMarkets empowers unlisted companies, funds and sophisticated investors and institutional investors access to unlisted share trading. PrimaryMarkets is currently accessed by a global network of more than 110,000 private investors. It allows private companies to raise capital and trade securities in a global investment marketplace. Ensure PrimaryMarkets ensures that trading in unlisted securities......
business needs
view solutionRisk Management
Ensure Risk Management ensures that operational workflows risks are identified and effectively mitigated through the application of digitally secured workflow processes. Enable Risk Management enables the creation of digital objects and associated workflows that are needed to identify and address risks throughout the advisory process. Empower Risk Management empowers AFSL business to grow, scale and......
business needs
view solutionStaff Trading
Ensure Staff Trading ensures that AFSL businesses and individual advisers remain wholly compliant in relation to their own corporate or personal trading activities. Enable Staff Trading enables electronic management for pre-ordering staff trading requests to check for conflicts of interests and establish Chinese walls, along with post-trade reconciliation. Empower Staff Trading empowers advisers to participate......
