The pace of change for financial services industry has accelerated with transformational technologies, increasing levels of competition, privacy issues, document protection, and government regulations. Broker-dealers, RIAs, and financial advisors are developing new business models and engaging with Docupace to increase their operational efficiency, productivity, and profit, while also sustaining audit-risk assurance.

Docupace is the only digital operations platform designed specifically for wealth management firms — that’s why our clients trust us to keep them efficient, productive, and SEC/FINRA compliant. The platform is a comprehensive cloud-based solution for digitizing your wealth management operations and simplifies the process of capturing, organizing, routing, and accessing information.

• Elevate the advisor experience. Make it easy and save time for advisors to onboard clients, open new accounts, and receive commissions, and more with a completely digital process.
• Transform business operations. Work smarter and eliminate costly errors by implementing best practice automated workflows.
• Reduce compliance risks and costs. Reduce your risk and compliance complexity, while realizing an increase in profits by streamlining your compliance workflows and business rules.

We’re on a mission to eliminate paperwork. Paper-based processes cause costly errors and delays. With powerful paperless workflows, Docupace provides a fully digital operations platform that simplifies how wealth management firms process and digitize data.

With the secure, cloud-based Docupace Platform, the Docupace team provides a suite of digital solutions that helps broker-dealers, RIAs, and their advisors streamline client onboarding, document management, advisor transitions, Reg BI, and other critical workflows while maintaining SEC and FINRA compliance.