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11766 Wilshire Blvd. Suite 1120, Los Angeles, CA 90025, United States

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Business introduction

A Comprehensive, Customizable Digital Operations Solution

The Docupace Platform is a suite of paperless tools designed to help you complete your work faster, more securely, and with fewer errorslatform is a comprehensive, customizable digital operations solution

Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform, the Docupace team provides a suite of digital solutions that helps broker-dealers, RIAs, and their advisors streamline and automate client onboarding, document management, advisor transitions, Regulation Best Interest, and other critical workflows while maintaining SEC and FINRA compliance.

With headquarters in Los Angeles, California, Docupace is proud to serve a variety of firms, including some of the largest in the financial services industry, through a combination of proven technology and hands-on service.

Docupace Start introduction video

Client Engagement & Management, Client Onboarding & Identity Verification, Data Management & Analysis, Digital Platforms & Tools


Docupace Start introduction video. About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure,......

Why does Vanderbilt Financial Group partner with Docupace?

Business Process Management & Outsourcing, Client Onboarding & Identity Verification, Document Management & Storage


National Life Group increases efficiency and improves decision making with Docupace

Business Process Management & Outsourcing, Compliance & Regulation, Digital Platforms & Tools


M Holding Securities customized an end-to-end paperless solution using Docupace

Client Onboarding & Identity Verification, Document Management & Storage


Business Overview

Docupace is a technology company built for the financial services and wealth management industry. For over 15 years, we’ve dedicated our resources to solving the most frustrating and time-consuming problems that financial advisors, broker-dealers, and RIAs face on a daily basis. We’re on a mission to eliminate paperwork and paper-based processes that cause costly errors and delays.

We are based in Los Angeles, and our team is built from a diverse set of talents: software developers, technology leaders, compliance and security specialists, mathematicians, management experts, financial professionals, client services geniuses—they all come together to make us the leading digital operations software choice for financial service and wealth management firms and their advisors everywhere.

By eliminating transactional paperwork and its associated costs, we make work easier for financial services professionals, and increase profit for their firms. Our cloud-based, end-to-end software solution contains a suite of tools, workflows, integrations, and APIs that improve compliance, simplify audits, smooth personnel transitions, and more.


Docupace has helped hundreds of broker-dealers and RIAs grow their productivity and profitability.


The Docupace Platform partners with leading CRMs, esignature solutions, custodians, clearing houses, and more.

Key Data

Year founded
Type of Clients
  • Asset Managers
  • Brokers/Broker-Dealers
  • Digital Wealth Manager
  • Financial Advisors

Docupace Solutions

Docupace Client Onboarding

Opening and maintaining accounts requires filling out a lot of paperwork with a ton of repeated information. It’s a lengthy process, and every error makes it longer. What if you could eliminate errors and delays from your new business workflows? With Docupace, you can shrink processing times from days to minutes.......

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Docupace Advisor Transitions

Convincing the best advisors to join your team requires overcoming a major hurdle: the transition process. Transitioning a book of business to a new broker-dealer or RIA can take 3-6 months, involve thousands of forms, and usually results in NIGOs and other compliance issues. During this process, advisors are faced......

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Docupace Document Management

Document management in the wealth management industry is a challenge. Going paperless is a must, but most cloud-based solutions don’t integrate with financial services software and could leave you open to SEC and FINRA compliance issues. Docupace uses government-grade encryption to help you maintain security and compliance. With Docupace, you can......

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Docupace Platform

The pace of change for financial services industry has accelerated with transformational technologies, increasing levels of competition, privacy issues, document protection, and government regulations. Broker-dealers, RIAs, and financial advisors are developing new business models and engaging with Docupace to increase their operational efficiency, productivity, and profit, while also sustaining audit-risk......

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Docupace Reg BI

Regulation Best Interest (Reg BI) introduces many new requirements for broker-dealers and investment advisors that will affect the way you do business and communicate with your customers. Reg BI is challenging and will inevitably inject a little chaos into the day-to-day operations of the wealth management industry. Docupace’s comprehensive paperless compliance......

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