Docupace
HQ Address
11766 Wilshire Blvd. Suite 1120, Los Angeles, CA 90025, United States
Website Address
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Business introduction
A Comprehensive, Customizable Digital Operations Solution
The Docupace Platform is a suite of paperless tools designed to help you complete your work faster, more securely, and with fewer errorslatform is a comprehensive, customizable digital operations solution
Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform, the Docupace team provides a suite of digital solutions that helps broker-dealers, RIAs, and their advisors streamline and automate client onboarding, document management, advisor transitions, Regulation Best Interest, and other critical workflows while maintaining SEC and FINRA compliance.
With headquarters in Los Angeles, California, Docupace is proud to serve a variety of firms, including some of the largest in the financial services industry, through a combination of proven technology and hands-on service.
Docupace Start introduction video
Client Engagement & Management, Client Onboarding & Identity Verification, Data Management & Analysis, Digital Platforms & Tools
01/11/2020
Why does Vanderbilt Financial Group partner with Docupace?
Business Process Management & Outsourcing, Client Onboarding & Identity Verification, Document Management & Storage
23/08/2019
National Life Group increases efficiency and improves decision making with Docupace
Business Process Management & Outsourcing, Compliance & Regulation, Digital Platforms & Tools
18/09/2018
M Holding Securities customized an end-to-end paperless solution using Docupace
Client Onboarding & Identity Verification, Document Management & Storage
10/09/2018
Business Overview
Docupace is a technology company built for the financial services and wealth management industry. For over 15 years, we’ve dedicated our resources to solving the most frustrating and time-consuming problems that financial advisors, broker-dealers, and RIAs face on a daily basis. We’re on a mission to eliminate paperwork and paper-based processes that cause costly errors and delays.
We are based in Los Angeles, and our team is built from a diverse set of talents: software developers, technology leaders, compliance and security specialists, mathematicians, management experts, financial professionals, client services geniuses—they all come together to make us the leading digital operations software choice for financial service and wealth management firms and their advisors everywhere.
By eliminating transactional paperwork and its associated costs, we make work easier for financial services professionals, and increase profit for their firms. Our cloud-based, end-to-end software solution contains a suite of tools, workflows, integrations, and APIs that improve compliance, simplify audits, smooth personnel transitions, and more.
Customers
Docupace has helped hundreds of broker-dealers and RIAs grow their productivity and profitability.
Partners
The Docupace Platform partners with leading CRMs, esignature solutions, custodians, clearing houses, and more.
related resources
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Webinar: Simplifying Reg BI Compliance
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1st November 2020
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Docupace Start introduction video
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1st November 2020
Docupace Start introduction video. About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure,...
Wealth management’s digital future
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23rd September 2020
When we talk about digitization, we have a funny way of making it sound like a far-off future state. But digitization isn’t a goal, it’s a process. It’s been happening for...
Digitization in wealth management: What happens next?
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18th September 2020
COVID-19 has brought about a new era of digitization in wealth management. Technologies that were once just nice-to-haves are now urgent necessities for firms and advisors. For example, now that remote work...
Beat the financial advisor talent squeeze with electronic transitions
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8th September 2020
Notes from the edge of a talent crisis Wealth management leaders have no shortage of things to worry about. Reg BI and other emerging regulations, shifting investor preferences and investment...
Wealth management digital experience: No more excuses
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6th July 2020
There’s a big change coming in wealth management. We’re on the precipice of the biggest transfer of wealth in history, and most industry players are lagging behind consumer preferences. You know the...
Docupace secures growth equity investment from FTV Capital
28th April 2020
OS ANGELES, California – April 28, 2020 – Docupace, the leader in cloud-based digital operations software for wealth management firms, today announced it has secured a significant growth equity investment from FTV Capital,...
Docupace Launches New Reg BI Compliance Solution
9th April 2020
LOS ANGELES, California – April 9, 2020 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today announced the launch of its new Reg BI...
Docupace for Reg BI - factsheet
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1st April 2020
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Case study: Docupace helped Keel Point get up to speed with digital client onboarding
Business Process Management & Outsourcing Client Onboarding & Identity Verification
26th August 2019
After attending the annual Docupace Vision conference, Keel Point realized that many of their broker-dealer colleagues were using the Docupace software to streamline client onboarding and new account opening in...
Why does Vanderbilt Financial Group partner with Docupace?
Business Process Management & Outsourcing Client Onboarding & Identity Verification
23rd August 2019
Vanderbilt Financial Group has been serving clients since 1965, and in over five decades of operation they’ve refined a unique culture committed to doing good and practicing sustainable wealth management. By...
Docupace for Client Onboarding - factsheet
Business Process Management & Outsourcing Client Engagement & Management
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Docupace for Advisor Transitions factsheet
Business Intelligence & Practice Management Client Onboarding & Identity Verification
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Docupace Platform factsheet
Business Process Management & Outsourcing Compliance & Regulation
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Docupace for Document Management factsheet
Business Process Management & Outsourcing Client Engagement & Management
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Case study: Vanderbilt Financial Group uses Docupace to accomplish a mission of sustainability
Business Intelligence & Practice Management Client Onboarding & Identity Verification
13th November 2018
See how Woodbury, New York-based independent broker-dealer Vanderbilt Financial Group uses Docupace to accomplish their mission of sustainability in this case study. Click on the image below to access and download...
National Life Group increases efficiency and improves decision making with Docupace
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18th September 2018
National Life Group had considered building their own digital operations solutions, but with Docupace’s proven, integrated platform, they were able to launch their new processes faster and save money. Using the...
M Holding Securities customized an end-to-end paperless solution using Docupace
Client Onboarding & Identity Verification Document Management & Storage
10th September 2018
M Holding Securities, the broker-dealer arm of M Financial Group, worked with Docupace to implement a custom solution that includes account opening, automated underwriting, forms bundling, and e-signatures. With access to...
Key Data
Docupace Solutions
Docupace Client Onboarding
Opening and maintaining accounts requires filling out a lot of paperwork with a ton of repeated information. It’s a lengthy process, and every error makes it longer. What if you could eliminate errors and delays from your new business workflows? With Docupace, you can shrink processing times from days to minutes.......
business needs
- Business Process Management & Outsourcing
- Client Engagement & Management
- Client Onboarding & Identity Verification
- Compliance & Regulation
- Data Management & Analysis
Client type
client geography presence
view solutionDocupace Advisor Transitions
Convincing the best advisors to join your team requires overcoming a major hurdle: the transition process. Transitioning a book of business to a new broker-dealer or RIA can take 3-6 months, involve thousands of forms, and usually results in NIGOs and other compliance issues. During this process, advisors are faced......
business needs
view solutionDocupace Document Management
Document management in the wealth management industry is a challenge. Going paperless is a must, but most cloud-based solutions don’t integrate with financial services software and could leave you open to SEC and FINRA compliance issues. Docupace uses government-grade encryption to help you maintain security and compliance. With Docupace, you can......
business needs
view solutionDocupace Platform
The pace of change for financial services industry has accelerated with transformational technologies, increasing levels of competition, privacy issues, document protection, and government regulations. Broker-dealers, RIAs, and financial advisors are developing new business models and engaging with Docupace to increase their operational efficiency, productivity, and profit, while also sustaining audit-risk......
business needs
view solutionDocupace Reg BI
Regulation Best Interest (Reg BI) introduces many new requirements for broker-dealers and investment advisors that will affect the way you do business and communicate with your customers. Reg BI is challenging and will inevitably inject a little chaos into the day-to-day operations of the wealth management industry. Docupace’s comprehensive paperless compliance......
business needs
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