400 Corporate Pointe, Suite 300, Culver City, CA, 90230, United States
The Docupace Platform is a suite of paperless tools designed to help you complete your work faster, more securely, and with fewer errorslatform is a comprehensive, customizable digital operations solution
Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform, the Docupace team provides a suite of digital solutions that helps broker-dealers, RIAs, and their advisors streamline and automate client onboarding, document management, advisor transitions, Regulation Best Interest, and other critical workflows while maintaining SEC and FINRA compliance.
With headquarters in Los Angeles, California, Docupace is proud to serve a variety of firms, including some of the largest in the financial services industry, through a combination of proven technology and hands-on service.
06/02/2024
Docupace is a technology company built for the financial services and wealth management industry. For over 15 years, we’ve dedicated our resources to solving the most frustrating and time-consuming problems that financial advisors, broker-dealers, and RIAs face on a daily basis. We’re on a mission to eliminate paperwork and paper-based processes that cause costly errors and delays.
We are based in Los Angeles, and our team is built from a diverse set of talents: software developers, technology leaders, compliance and security specialists, mathematicians, management experts, financial professionals, client services geniuses—they all come together to make us the leading digital operations software choice for financial service and wealth management firms and their advisors everywhere.
By eliminating transactional paperwork and its associated costs, we make work easier for financial services professionals, and increase profit for their firms. Our cloud-based, end-to-end software solution contains a suite of tools, workflows, integrations, and APIs that improve compliance, simplify audits, smooth personnel transitions, and more.
Today’s tools are only as good as the integrations they support. Fortunately, Docupace integrates seamlessly with dozens of tools
that your back-office operations already rely on. In fact, there’s a whole ecosystem of products that Docupace helps your team
make the most of. Explore just some of our existing integrations below.
10th January 2025
With a firm’s many clients and tasks, the key to successfully manage growth can come down to one word: efficiency. Too often, firms get stuck in outdated or inefficient processes,...
3rd September 2024
As wealth is transferred from one generation to the next, it is crucial for advisors to familiarise themselves with the goals, spending habits, and investment expectations of each generation they...
30th August 2024
In many ways, LinkedIn represents the “digital handshake” for professionals of all stripes, and the wealth management industry is no exception. For younger customers in particular, LinkedIn is an invaluable...
23rd August 2024
It is the question that is top of mind for every advisor — how do I grow my wallet share with clients? For most advisors, understanding how to grow existing...
15th August 2024
From new investors and products to changing regulations and economic uncertainty, the financial services industry is always changing. But one of the biggest changes firms face now and in the...
6th August 2024
So many of today’s business decisions are data-driven when you look under the hood. As the saying goes, “adopt or become obsolete.” Put simply, if you are not using data...
30th July 2024
The evolution of communication, from the telephone era to the digital age, has transformed how financial advisors connect with clients. Today, reaching out through social media channels is not just...
22nd July 2024
School may be almost over, but financial advisors still have exams. When the SEC comes knocking, you need to be prepared by understanding their rules, procedures, and priorities to stay...
9th July 2024
Over the last decade, the RIA industry has grown from a niche offering to a widely accepted industry mainstay. By 2027, RIAs are predicted to control one-third of the intermediary market. As the...
2nd July 2024
As more families look for financial advice that spans generations, wealth management firms are changing how they work. They are focusing on helping families plan for the long term and...
24th June 2024
Research shows the increasing importance of advisors having a solid communication plan in place with their investors. A 2023 Nasdaq study found 88.2% of clients take into account both their advisors’ communication style...
10th June 2024
In the rapidly evolving landscape of wealth management, embracing technology is no longer an option—it is a necessity. This whitepaper is your guide to navigating this transformative journey. As client...
3rd June 2024
Retirement is one of the most daunting financial milestones for most people. One recent survey found that 56% of Americans feel behind on saving for retirement, especially as the cost of living...
28th May 2024
For wealth management firms, one of the best ways to grow your business and find more clients is to identify your perfect client. That may seem like obvious business sense,...
23rd May 2024
The world of financial advising is growing and becoming more competitive. More clients are interested in working with a professional financial advisor, which means more business opportunities for firms. But at the...
8th May 2024
What is the one service most financial clients want but are not getting? Tax planning. One recent survey found that 92% of investors expect their advisors to provide tax planning advice, but only...
30th April 2024
Success in financial services often comes down to processes. Do your systems and processes allow for productivity and scalability, or are they hindering your firm from serving clients and reaching...
17th April 2024
Workflow automation is an underestimated and untapped tool in the financial advisory wheelhouse. Choosing workflow automation is smart because it boosts customer service, ensures nothing slips through the cracks, and removes...
16th April 2024
Advisor transitions are never easy, even if they occur for the best reasons. Clients may feel concerned about having their accounts change hands, and other team members may struggle adjusting...
10th April 2024
For advisors in wealth management, there never seems to be enough hours in the day to accomplish everything that needs doing. Prioritising the most important part of their workday —...
19th March 2024
When clients first meet their advisers, they have certain hopes. But sometimes, they leave feeling a bit let down because their financial advisers do not offer everything they expected. For...
Client Onboarding & Identity Verification Document Management & Storage
28th February 2024
Between finding new clients, completing paperwork, and maintaining compliance, advisers often spend more time on back-end tasks than actually interacting with their clients. In fact, surveys have found that advisers...
21st February 2024
To continue the Solution Provider Spotlight series, where we highlight the innovative companies shaping the future of wealth management, we are shining the spotlight on Docupace, a leading digital operations technology...
6th February 2024
Docupace is a Cloud-based platform that digitises and streamlines business operations while providing comprehensive tracking, document management, and compliance features. It offers firms a standardised and repeatable process, eliminating manual...
26th January 2024
The wealth management industry shows no signs of slowing down. Despite the pandemic, 98% of firms reported Assets Under Management (AUM) growth in the last five years, with 22% doubling the assets they...
16th January 2024
Private equity firms are key players in wealth management. About 77% of all transactions in the first quarter of 2023 involved private equity either directly or indirectly, according to Echelon Partners, which...
1st January 2024
It is no surprise that trade surveillance leaders are dealing with an increasingly complex environment. As trading operations become more sophisticated and regulatory pressures mount, the need for effective surveillance...
6th December 2023
The SEC recently published its 2024 exam priorities, highlighting key examination and compliance priorities in relation to the many areas, including regulation best interest and investment advisers. Later in the fall, the SEC’s enforcement...
24th November 2023
ProAdvisorSuite™, a new initiative from RIA industry consultant Joe Moss, today announced the launch of a new membership program bringing financial advisors and top advisor technology providers together into a...
3rd November 2023
Never has it been more imperative for RIAs and wealth management firms to internalise that yesterday’s growth strategy is not tomorrow’s growth strategy. A changing market, shifting consumer needs, and an increasingly digital financial...
Business Strategy & Advisory Client Engagement & Management
19th October 2023
The upcoming retirement of Baby Boomers and the resulting transfer of wealth is not news to most financial advisers. The projected movement of anywhere from US$50 trillion to US$68 trillion...
Business Strategy & Advisory Technology Strategy & Consulting
20th September 2023
The Optimized Advisor Podcast hosts Docupace's Chief Marketing Officer, Ryan George, on a recent episode where he talks with host Scott Heinila, about the future of financial advice and how technology will change...
Business Strategy & Advisory Client Engagement & Management
23rd August 2023
When marketing your wealth management firm to the world, one may think appealing to the broadest market makes sense. Everyone is a potential client, so why limit yourself right? Well, unlike Cady...
Software Development & Management Technology Implementation & Management
11th August 2023
Most financial advising firms understand the importance of technology. They appreciate technology’s potential to help reduce errors, improve the client experience, serve more clients, and focus on higher-priority tasks. They...
Client Engagement & Management Client Onboarding & Identity Verification
2nd August 2023
On the surface, RIAs and wealth management firms have one clear-cut job: increase the number of dollar signs attributable to their client accounts. Underneath the obvious ins and outs of...
26th July 2023
Los Angeles, California – July 5, 2023 – Wealth Solutions Report spotlights industry-leading marketing heads to showcase excellence in wealth management marketing, recognizing Docupace Ryan George. George has helped catapult Docupace to 59% growth since...
Business Strategy & Advisory Proposition Design, Development & Delivery
12th July 2023
As the financial industry changes, being able to scale your wealth management business is crucial. Thriving in today’s world requires becoming efficient and staying passionate. The path to scalable growth may...
Client Engagement & Management Compliance & Regulation
3rd July 2023
Los Angeles – Docupace, the leader in Cloud-based FinTech digital operations software for the wealth management industry, announces the first phase of its strategic integration with InvestorCOM on behalf of their mutual client Wintrust Wealth Management,...
Business Strategy & Advisory Client Engagement & Management
14th June 2023
Trying to attract new financial advising clients? You may believe you need to follow the latest trends or post to every available social media platform. But if that is your...
Client Engagement & Management Client Onboarding & Identity Verification
26th May 2023
Opening new client accounts is an exciting step for your firm. But too often, the process gets muddied by compliance efforts. What should be an excellent time to establish solid...
Client Engagement & Management Client Onboarding & Identity Verification
18th May 2023
The wealth management industry has traditionally had a reputation for being old-fashioned, and today’s clients are demanding a revolution. In a world where connectivity and convenience reign supreme, people want...
Client Communications & Reporting Client Engagement & Management
3rd May 2023
Sending emails can be a chore, especially if you are not getting the results you are hoping for. You may wonder if the investment is worth the effort. The answer is...
Client Communications & Reporting Digital Platforms & Tools
7th April 2023
Email marketing is synonymous with the digital world. Whether you are buying groceries, going to the doctor, or completing a bank transfer, informational and promotional emails are going to hit...
Business Establishment & Support Services Client Communications & Reporting
24th March 2023
Going into 2023, we are in an extremely volatile financial market. Between rising inflation and looming threats of recession, investors are looking to their financial advisers to translate market volatility...
Compliance & Regulation Data Management & Analysis
9th March 2023
Technology is always changing, and client expectations are shifting along with it. Today’s investors want easily accessible digital portals, data visualisation tools, and customised investment advice. Many firms agree that improving...
Business Strategy & Advisory Data Management & Analysis
2nd March 2023
And though firms have spent the last decade focused on technological improvements from the front office, it is time for the industry to focus on back-office execution — with the...
Brand & Reputation Compliance & Regulation
3rd February 2023
With compliance regulations shifting and fees increasing (the SEC reported a 7% increase in enforcement actions in 2021), it is never been more important for wealth management firms to instil a culture...
Business Process Management & Outsourcing Data Management & Analysis
24th January 2023
One of the easiest ways for wealth management firms to streamline their backend processes, improve relationships with investors, and meet compliance requirements is to implement e-delivery across their systems and...
Compliance & Regulation Data Management & Analysis
15th December 2022
Technology is always changing, and client expectations are shifting along with it. Today’s investors want easily accessible digital portals, data visualisation tools and customised investment advice. Many firms agree that improving...
Business Intelligence & Practice Management Market & Business Infrastructure
7th November 2022
For smaller and up-and-coming RIAs trying to keep operations lean, efficient and effective, there is historically been two choices. The first is to lean on the firm’s custodian or TAMP...
Compliance & Regulation Digital Platforms & Tools
1st November 2022
In the wealth management and financial advisory space, nearly everything you do is subject to regulation. Marketing/advertising must be pre-approved, emails are stored, text messages are captured and more. When...
Business Process Management & Outsourcing Business Strategy & Advisory
24th October 2022
Today’s financial advisers wear multiple hats. In addition to providing the financial guidance, advisers conduct client meetings, grow their client list, complete administrative or investment-management tasks, and participate in professional...
Business Strategy & Advisory Compliance & Regulation
11th October 2022
With several big changes and complex new rules, regulatory compliance is a going concern for wealth advisory firms of all sizes. Keeping up with the number of regulations firms and...
22nd September 2022
LOS ANGELES – Sept. 21, 2022 – Docupace, the leader in cloud-based FinTech digital operations software for the wealth management industry, is honoured to welcome several new FinTech leaders to its executive and...
15th September 2022
LOS ANGELES, California – September 15, 2022 – Docupace Chief Marketing Officer, Ryan George was featured in a recent Forbes article, “14 Tactics Executives Can Use When On A Budget For A...
Business Process Management & Outsourcing Client Engagement & Management
12th September 2022
Digital evolution is not a new concept in financial advising, though it might have seemed more like a mid- or long-term goal instead of a pressing imperative. But, as in...
Business Process Management & Outsourcing Client Engagement & Management
8th September 2022
It is no secret that back-office digital operations platforms are essential to the way wealth management firms operate today. While we might be just a little biased, the data supports...
Business Process Management & Outsourcing Client Engagement & Management
6th September 2022
As wealth management firms aim to streamline their documentation processes, it is important for advisers to keep track of the most recent updates to the software and CRM tools that...
Market & Business Infrastructure
1st September 2022
It is no secret that digital transformation is the future of financial services. So why has not your firm taken the plunge? Embarking on a digital transformation can seem overwhelming or...
Cyber & Network Security Digital Platforms & Tools
26th August 2022
The increased usage of mobile devices and BYOD practices has resulted in an increased risk of cyber breaches at Broker-Dealer firms. Data access has also become challenging to monitor and...
23rd August 2022
LOS ANGELES, California – 23 August 2022 – Docupace, the leader in Cloud-based FinTech digital operations software for the wealth management industry, is proud to announce its inclusion in the...
Business Process Management & Outsourcing Compliance & Regulation
12th August 2022
It is no secret that investors and wealth management firms are facing unprecedented market conditions. A pandemic and economic ups and downs have destabilised traditionally strong sectors and frightened some...
Digital Platforms & Tools Market & Business Infrastructure
8th August 2022
"Docupace and Envestnet share purpose and passion for improving financial outcomes and making financial wellness a reality for more people," said David Knoch, Chief Executive Officer for Docupace. "At Docupace, we...
Business Process Management & Outsourcing Compliance & Regulation
29th July 2022
Likewise, the next innovation in the financial services industry won’t come from improving how things are done on pen and paper. Shifting customer expectations have created a need for digital acumen...
Business Process Management & Outsourcing Client Communications & Reporting
26th July 2022
Even with all the upheaval and unrest brought by the COVID-19 pandemic throughout 2020 and 2021, financial services firms have emerged stronger than ever, with higher profitability and productivity. The top...
12th July 2022
LOS ANGELES, California – July 12, 2022 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, is proud to announce inclusion in the 2022 AIFinTech100 list and...
8th June 2022
Technology has transformed the way we view and engage in business activities across all industries. What was once considered a cost center that was siloed away in a separate department...
Business Process Management & Outsourcing Client Engagement & Management
18th May 2022
Wealth management is a dynamic industry known for its changes and evolution. But 2021 took things to a new level with more mergers and acquisitions than ever before. The 2021 Echelon...
Business Process Management & Outsourcing Client Engagement & Management
13th May 2022
The topic of trade surveillance can frequently elicit groans of frustration from RIAs and wealth management firms. The task of screening for and addressing potential market manipulations and unsuitable trades...
Business Process Management & Outsourcing Client Engagement & Management
6th May 2022
Financial services and trading involve many moving parts that must be perfectly aligned to succeed. As trading volumes grow and become increasingly complex, the need to monitor every transaction has...
Business Process Management & Outsourcing Client Engagement & Management
3rd May 2022
Financial firms understand the importance of having a robust and reliable risk management system. Regardless of the size of your clientele, any business that deals with trading, securities and investments...
Business Process Management & Outsourcing Client Engagement & Management
22nd April 2022
The annual report from the Financial Industry Regulatory Authority (FINRA), released during the first quarter of the year, lays out new and continuing priorities for financial services oversight in the...
Business Process Management & Outsourcing Client Engagement & Management
20th April 2022
2022 started off with a bang when Docupace held its first webinar of the year featuring Risk Management & Trade Surveillance, delivered by Executive VP and General Manager of jaccomo...
Business Process Management & Outsourcing Client Engagement & Management
13th April 2022
One of the pillars of digital transformation for wealth management firms is adopting and improving paperless strategies. In the past three years, the COVID-19 pandemic has made asynchronous communication and...
Business Intelligence & Practice Management Client Engagement & Management
4th April 2022
With more financial advisors and RIAs than ever still operating remotely in 2021, Docupace helped a growing number of advisors and clients navigate paperless transactions with agility and security. And...
Business Intelligence & Practice Management Client Engagement & Management
31st March 2022
Paper usage worldwide has skyrocketed recently and is up 400% in the last 40 years, with Americans consuming the most paper per capita in the world. And while a single piece of...
Business Process Management & Outsourcing Client Engagement & Management
22nd March 2022
High-performing RIAs and wealth management firms do something simple – they embrace and adopt new/developing technologies. This places them in a stronger position to withstand challenges and threats to their business. The right...
Business Process Management & Outsourcing Client Engagement & Management
18th March 2022
The future is full of investment opportunities. Literally. In fact, many people reach long-term goals of financial stability through sound investment strategies. But what happens if back-office processes put a...
Business Intelligence & Practice Management Client Engagement & Management
8th March 2022
For years, experts have predicted significant disruption for wealth management firms and financial services organizations. However, with the rapid rise of fintech solutions and the rapid shift to remote work,...
Business Process Management & Outsourcing Client Engagement & Management
7th March 2022
Physical paperwork is losing its luster for the financial industry. Not only is paperwork environmentally detrimental, but it also poses security threats, has high inaccuracy rates and is inconvenient and...
Business Process Management & Outsourcing Client Engagement & Management
10th February 2022
Application programming interfaces (APIs) are the backbone of many cloud-based applications. In wealth management, they’re the hidden heroes behind any process that relies on data aggregation. And because significant net worth...
Business Process Management & Outsourcing Client Engagement & Management
8th February 2022
Personalization in wealth management is more than simply addressing a client by their first name; it’s understanding their needs and goals, and tailoring a financial plan to them. Retention is...
Business Process Management & Outsourcing Client Engagement & Management
4th February 2022
Technology vendors offer lean, agile solutions for buyers seeking answers to their ongoing problems. As RIAs and wealth management firms continue to suffer staffing shortages, many organizations look to technology to...
Business Process Management & Outsourcing Client Engagement & Management
24th January 2022
Secure and remote signature processing is more important than ever — the digital signature market is projected to reach $5.5 billion by 2023. The pandemic has made asynchronous and remote signing...
Business Process Management & Outsourcing Client Engagement & Management
13th January 2022
A tidal wave of change is coming to the world of wealth management. In the next decade, one-third of RIAs are expected to retire. These 111,500 advisors represent more than a third...
Business Process Management & Outsourcing Client Engagement & Management
11th January 2022
Technology plays a critical role in the growth of your business. Your financial services firm may want to onboard new clients or store information securely. You may want to have...
Business Process Management & Outsourcing Client Engagement & Management
5th January 2022
In an industry often known for its disparate systems, an integrated ecosystem can make all the difference in creating a competitive advantage and improving service. The powerful partnership between Docupace and...
Business Process Management & Outsourcing Client Engagement & Management
4th January 2022
For day two of the Vision 2021 Virtual Showcase, Docupace Founder and President Michael Pinsker talked with Babu Sivadasan, CEO of JIFFY.ai, about automation, artificial intelligence, and machine learning, and how...
Business Process Management & Outsourcing Client Engagement & Management
1st January 2022
In this whitepaper, we break down the pros and cons of choosing point solutions or an integrated platform to accomplish key digitization goals like implementing document management, automated workflows, and compliance tools. Which...
Business Process Management & Outsourcing Client Engagement & Management
7th November 2021
The keys to advisory firm profitability, growth and enterprise value are scale and productivity. If a wealth management firm is to be an ongoing enterprise, advisers must invest in technology that...
Business Process Management & Outsourcing Client Engagement & Management
2nd November 2021
A former boss and mentor once shared that all people desire three things in life: joy, significance, and meaning. This universal principle has stuck with me ever since. In our...
Business Process Management & Outsourcing Client Engagement & Management
1st November 2021
Mary Kate Van Sickle’s firm was a long-time Docupace customer, but hadn’t utilized the Docupace Platform to its full potential. Looking to reduce the time advisors spent completing paperwork, Van Sickle...
Business Process Management & Outsourcing Client Engagement & Management
5th October 2021
Digital transformation in wealth management is flush with cash. The industry is set to spend $24 billion annually by 2023, and that number is rapidly increasing as firms continue to beef...
Business Process Management & Outsourcing Client Engagement & Management
30th September 2021
LOS ANGELES, California – September 30, 2021 Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today commenced the next phase of its strategic transformation with the...
Business Process Management & Outsourcing Client Engagement & Management
29th September 2021
Even before the COVID-19 pandemic forced a digital reckoning for companies across the globe, advisory firm spending on technology hit an all-time high — median year-over-year tech spending increased 15.8% in...
Business Process Management & Outsourcing Client Engagement & Management
8th July 2021
Wealth management firms are increasingly expected to adopt and expand their digital offerings. But, the pace of innovation and the vast selection of tools and platforms available can be overwhelming,...
Business Process Management & Outsourcing Client Engagement & Management
25th June 2021
Automation and paperless transactions are the future. Wealth management firms that want to stay ahead the competition need to consider the right investment for their technology budgets. Digitized onboarding programs...
Business Process Management & Outsourcing Client Engagement & Management
18th June 2021
It’s a drastic understatement to say that the wealth management industry is changing. In addition to the uncertainty and disruption caused by COVID-19, shifting client demands, smarter technology, and a...
Business Process Management & Outsourcing Client Engagement & Management
20th May 2021
Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, announces it is expanding its back office platform with the acquisition of jaccomo, a premier compliance, data...
Business Process Management & Outsourcing Client Engagement & Management
13th May 2021
Artificial intelligence (AI) and machine learning (ML) technologies have reached the tipping point of being more than just a theory and are now a reality in many businesses. In response,...
Business Process Management & Outsourcing Client Engagement & Management
29th April 2021
Wealth management firms and the financial services industry as a whole are investing heavily in technology that enhances the client experience and streamlines advisors’ day-to-day work. However, despite spending a...
Business Process Management & Outsourcing Client Engagement & Management
15th April 2021
LOS ANGELES, California – April 15, 2021 Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, announces it has formed a strategic partnership with FA Match, the industry’s...
Business Strategy & Advisory Technology Strategy & Consulting
31st March 2021
For the investment and financial advice industry, several hard truths can no longer be ignored and are poised to flip an old-fashioned industry on its head. Truth #1: Sound financial advice...
Client Communications & Reporting Compliance & Regulation
16th March 2021
Regulatory compliance continues to be a top priority and cost center for wealth management firms. The preparation for and implementation of Form CRS and Reg BI increased the budget and...
Business Process Management & Outsourcing Client Engagement & Management
9th March 2021
COVID-19 has forced many businesses to adapt and even rethink their business models. The traditional ways of doing business, such as in-person meetings and physical document exchanges, have been replaced...
Business Process Management & Outsourcing Client Engagement & Management
12th February 2021
Since the SEC implemented its Regulation Best Interest rule in June 2020, brokers and wealth advisors have navigated how to apply it in their firms. Despite some murkiness and gaps in the...
Business Process Management & Outsourcing Client Engagement & Management
23rd December 2020
If there’s one thing every wealth management executive can agree on, it’s that the move toward digital isn’t slowing down. The future of the industry is paperless; whether broker-dealers and...
Business Process Management & Outsourcing Client Onboarding & Identity Verification
23rd December 2020
Many financial services firms are working on digitizing their client onboarding processes. But these initiatives always run into the same question: Is it compliant? Most options for digital client onboarding can be sorted...
Client Engagement & Management Client Onboarding & Identity Verification
24th November 2020
In our report on Wealth Management’s Digital Future from earlier this year, several of my colleagues predicted that 2020 would be a turning point for digital processes in the industry. I think they’re...
1st November 2020
Watch recording The increased usage of mobile devices and BYOD practices has resulted in an increased risk of cyber breaches at Broker-Dealer firms. Data access has also become challenging to monitor...
Client Communications & Reporting Compliance & Regulation
1st November 2020
Watch the recording It’s inevitable that Reg BI will inject a little chaos into the day-to-day operations of the wealth management industry. However, by choosing to meet its challenges with paperless...
Client Engagement & Management Digital Platforms & Tools
23rd September 2020
When we talk about digitization, we have a funny way of making it sound like a far-off future state. But digitization isn’t a goal, it’s a process. It’s been happening for...
Digital Platforms & Tools Technology Strategy & Consulting
18th September 2020
COVID-19 has brought about a new era of digitisation in wealth management. Technologies that were once just nice-to-haves are now urgent necessities for firms and advisors. For example, now that remote work...
Business Strategy & Advisory Coaching & Training
8th September 2020
Notes from the edge of a talent crisis Wealth management leaders have no shortage of things to worry about. Reg BI and other emerging regulations, shifting investor preferences and investment...
Business Strategy & Advisory Client Engagement & Management
6th July 2020
There is a big change coming in wealth management. We are on the precipice of the biggest transfer of wealth in history, and most industry players are lagging behind consumer preferences. You...
28th April 2020
OS ANGELES, California – April 28, 2020 – Docupace, the leader in cloud-based digital operations software for wealth management firms, today announced it has secured a significant growth equity investment from FTV Capital,...
9th April 2020
LOS ANGELES, California – April 9, 2020 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today announced the launch of its new Reg BI...
Client Communications & Reporting Compliance & Regulation
1st April 2020
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Business Process Management & Outsourcing Client Onboarding & Identity Verification
26th August 2019
After attending the annual Docupace Vision conference, Keel Point realized that many of their broker-dealer colleagues were using the Docupace software to streamline client onboarding and new account opening in...
Business Process Management & Outsourcing Compliance & Regulation
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Business Intelligence & Practice Management Client Onboarding & Identity Verification
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Business Process Management & Outsourcing Client Engagement & Management
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Business Process Management & Outsourcing Client Engagement & Management
1st August 2019
About Docupace: Docupace is a leading digital operations technology provider that simplifies how wealth management firms process and digitize data, increasing efficiency, productivity, and profits. With the secure, cloud-based Docupace Platform,...
Business Intelligence & Practice Management Client Onboarding & Identity Verification
13th November 2018
See how Woodbury, New York-based independent broker-dealer Vanderbilt Financial Group uses Docupace to accomplish their mission of sustainability in this case study. Click on the image below to access and download...
Opening and maintaining accounts requires filling out a lot of paperwork with a ton of repeated information. It’s a lengthy process, and every error makes it longer. What if you could eliminate errors and delays from your new business workflows? With Docupace, you can shrink processing times from days to minutes.......
Convincing the best advisors to join your team requires overcoming a major hurdle: the transition process. Transitioning a book of business to a new broker-dealer or RIA can take 3-6 months, involve thousands of forms, and usually results in NIGOs and other compliance issues. During this process, advisors are faced......
Document management in the wealth management industry is a challenge. Going paperless is a must, but most cloud-based solutions don’t integrate with financial services software and could leave you open to SEC and FINRA compliance issues. Docupace uses government-grade encryption to help you maintain security and compliance. With Docupace, you can......
The pace of change for financial services industry has accelerated with transformational technologies, increasing levels of competition, privacy issues, document protection, and government regulations. Broker-dealers, RIAs, and financial advisors are developing new business models and engaging with Docupace to increase their operational efficiency, productivity, and profit, while also sustaining audit-risk......
Regulation Best Interest (Reg BI) introduces many new requirements for broker-dealers and investment advisors that will affect the way you do business and communicate with your customers. Reg BI is challenging and will inevitably inject a little chaos into the day-to-day operations of the wealth management industry. Docupace’s comprehensive paperless compliance......
The Wealth Mosaic publishes a range of newsletters each month to help both wealth managers and solution providers stay on top of the latest developments in the global wealth management sector. Click below to sign up to those that are of interest.